Paper · Sep 5, 2025

Linear stability of the blowdown Ricci shrinker in 4D

Keaton Naff, Tristan Ozuch

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Abstract

We prove that the four-dimensional blowdown shrinking Ricci soliton constructed by Feldman-Ilmanen-Knopf is strictly linearly stable in the sense of Cao-Hamilton-Ilmanen. This provides the first known example of a non-cylindrical linearly stable shrinking Ricci soliton. This offers new insights into the topological behavior of generic solutions to the Ricci flow in four dimensions: on top of reversing connected sums and handle surgeries, they should also undo complex blow-ups. The proof starts from an explicit description of the metric and develops a tensor harmonic analysis, adapted to its weighted Lichnerowicz Laplacian and based on its -invariance. It further exploits the Kähler structure of the blowdown shrinking soliton and insights from four-dimensional selfduality. The main difficulty is that the weighted Lichnerowicz Laplacian of the soliton admits a -dimensional set of eigentensors associated with nonnegative eigenvalues. We show that they correspond to the Ricci tensor and gauge transformations.

Comments: 123 pages, 17 figures. v2: We improved the analysis of stability in the lower modes J = 1, 2, 3, streamlining and unifying the proof. Comments welcome!

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The 8 papers on this site closest to this one, judged by the topics they share, the words and phrases in their titles and abstracts, and their authors. They are not its citations, but a map of the work around it. Papers here go back to 2021, plus the canon.

Connected papers This paper in the centre and the 8 papers closest to it around it, in date order clockwise from the top. The closer a paper sits to the centre, the stronger the connection. This paper Spinors and mass on weighted manifolds (Julius Baldauf and Tristan Ozuch, 2022)5Baldauf 2022 Linear stability of compact shrinking Ricci solitons (Huai-Dong Cao and Meng Zhu, 2023)7Cao 2023 Geometry and Analysis of Gradient Ricci Solitons in Dimension Four (Xiaodong Cao and Hung Tran, 2024)6Cao 2024 Ricci Flow on ALF manifolds (Dain Kim and Tristan Ozuch, 2025)4Kim 2025 Rigidity of Gradient Shrinking Ricci Solitons with a Vanishing Bach-like Tensor and Related Variational Formulas (James Siene, 2025)8Siene 2025 Linear stability and instability of Kähler Ricci solitons (Keaton Naff and Tristan Ozuch, 2025)1Naff 2025 Open full-metric formation and local marked first-order asymptotic moduli of FIK blowdown singularities (Henry Shin, 2026)3Shin 2026 Linear Stability of Steady and Expanding Kähler-Ricci Solitons (Lucas Lavoyer and Adam Thompson, 2026)2Lavoyer 2026
Closer to the centre: more closely connected. Clockwise from the top: oldest to newest. Ricci flowWider flowsalso connected to each other
  1. Linear stability and instability of Kähler Ricci solitons

    Keaton Naff and Tristan Ozuch PDF

    Topics Eigenvalues & spectrum, Kähler geometry, Singularities · Same authors Keaton Naff, Tristan Ozuch · Shared terms “weighted Lichnerowicz”, “linear stability”, “Lichnerowicz Laplacian”

  2. Linear Stability of Steady and Expanding Kähler-Ricci Solitons

    Lucas Lavoyer and Adam Thompson PDF

    Topics Kähler geometry, Stability & uniqueness, Ricci solitons · Shared terms “linear stability”, “linearly stable”, “strictly linearly”

  3. Open full-metric formation and local marked first-order asymptotic moduli of FIK blowdown singularities

    Henry Shin PDF

    Topics Eigenvalues & spectrum, 4-manifolds, Kähler geometry · Shared terms “blowdown”, “Feldman”, “Knopf”

  4. Ricci Flow on ALF manifolds

    Dain Kim and Tristan Ozuch PDF

    Topics Kähler geometry, Stability & uniqueness · Same author Tristan Ozuch · Shared terms “linear stability”

  5. Spinors and mass on weighted manifolds

    Julius Baldauf and Tristan Ozuch PDF

    Topics Eigenvalues & spectrum · Same author Tristan Ozuch

  6. Geometry and Analysis of Gradient Ricci Solitons in Dimension Four

    Xiaodong Cao and Hung Tran PDF

    Topics 4-manifolds, Singularities, Stability & uniqueness · Shared terms “Hamilton”

  7. Linear stability of compact shrinking Ricci solitons

    Huai-Dong Cao and Meng Zhu PDF

    Topics Stability & uniqueness, Ricci solitons · Shared terms “linear stability”, “shrinking Ricci”, “linearly stable”

  8. Rigidity of Gradient Shrinking Ricci Solitons with a Vanishing Bach-like Tensor and Related Variational Formulas

    James Siene PDF

    Topics 4-manifolds, Stability & uniqueness, Ricci solitons · Shared terms “shrinking Ricci”, “four dimensions”, “Cao”

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Background reading

The guides for the topics of this paper: what each idea is, why it matters, and the papers to read first.

In the guidebook

  1. 12B.5
    The Canonical Neighbourhood TheoremBook 12B · κ-Solutions and Surgery

    Every high-curvature point looks like a neck or a cap.

  2. 12B.7
    The Singular Time: Horns and Strong NecksBook 12B · κ-Solutions and Surgery

    The limit metric at a singular time, the set Ω where curvature stays bounded, ε-horns and their ends, and strong δ-necks deep in a horn, following Perelman II §3 and Morgan–Tian chapter 11.

  3. 12B.12
    Canonical Neighbourhoods After SurgeryBook 12B · κ-Solutions and Surgery

    The strong canonical neighbourhood assumption justified across surgeries: the blow-up argument, the three cases for a limit that meets a surgery, and the choice of δ (Perelman II §5; Morgan–Tian chapter 17).