Paper · Nov 8, 2025

Rigidity of Gradient Shrinking Ricci Solitons with a Vanishing Bach-like Tensor and Related Variational Formulas

James Siene

As on arXiv

Abstract

The classical Bach tensor in four dimensions can be expressed as a linear combination of two independent, symmetric, divergence-free, quadratic-in-curvature tensors U and V. Several classification results for gradient-shrinking Ricci solitons have been obtained under the assumption that the Bach tensor vanishes. We define a Bach-like tensor to be any other linear combination of U and V. We prove that within a certain cone of parameters, the vanishing of a Bach-like tensor forces a four-dimensional complete gradient-shrinking Ricci soliton to be either Einstein or isometric to the Gaussian soliton, extending the results of Cao–Chen (2013). The special case where U=0 forces , with rigidity holding when . The remaining case is the central open problem, with a cylinder as the conjectured exceptional geometry. Finally, we show that Bach-like tensors arise as Euler–Lagrange equations of a two-parameter family of quadratic curvature functionals and compute the corresponding first and second variation formulas.

Submitted
Nov 8, 2025
Last revised
Mar 2, 2026 (v3)
Subjects
math.DG, math.AP

Comments: 17 pages

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The 8 papers on this site closest to this one, judged by the topics they share, the words and phrases in their titles and abstracts, and their authors. They are not its citations, but a map of the work around it. Papers here go back to 2021, plus the canon.

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  1. Vanishing bach-like tensors on complete gradient shrinking ricci solitons

    James Siene

    Topics 4-manifolds, Ricci solitons · Same author James Siene · Shared terms “Bach”, “gradient shrinking”, “shrinking Ricci”

  2. Topological Obstructions to the Existence of Compact Shrinking Ricci Solitons in Dimension Four

    Cameron MacMahon

    Topics 4-manifolds, Ricci solitons · Shared terms “shrinking Ricci”, “gradient shrinking”, “extending”

  3. A note on Rigidity of Shrinking Gradient Ricci Solitons with Constant Scalar Curvature

    Chen Wang and Guoqiang Wu

    Topics 4-manifolds, Stability & uniqueness, Ricci solitons · Shared terms “vanishing”, “gradient shrinking”, “shrinking Ricci”

  4. Geometry and Analysis of Gradient Ricci Solitons in Dimension Four

    Xiaodong Cao and Hung Tran

    Topics 4-manifolds, Stability & uniqueness, Ricci solitons

  5. Ricci Soliton Classification on

    Anton Khaliapin

    Topics 4-manifolds, Ricci solitons · Shared terms “curvature tensor”, “four dimensional”

  6. Curvature estimates for four-dimensional complete gradient expanding Ricci solitons

    Huai-Dong Cao and Tianbo Liu

    Topics 4-manifolds, Ricci solitons · Shared terms “dimensional complete”, “complete gradient”, “four dimensional”

  7. On Euler characteristic and Hitchin-Thorpe inequality for four-dimensional compact Ricci solitons

    Xu Cheng, Ernani Ribeiro and Detang Zhou

    Topics 4-manifolds, Ricci solitons · Shared terms “Euler”, “four dimensional”

  8. Rigidity of four-dimensional Kähler-Ricci solitons

    Xiaodong Cao, Ernani Ribeiro and Hung Tran

    Topics 4-manifolds, Stability & uniqueness, Ricci solitons · Shared terms “gradient shrinking”, “shrinking Ricci”, “four dimensional”

Read around it

Background reading

The guides for the topics of this paper: what each idea is, why it matters, and the papers to read first.

In the guidebook

  1. 11B.1
    Ricci SolitonsBook 11B · Solitons, Compactness and Singularities

    Self-similar solutions: the Gaussian, cylinders, the cigar and the Bryant soliton.

  2. 12B.2
    The Asymptotic Soliton and Three-Dimensional ShrinkersBook 12B · κ-Solutions and Surgery

    Perelman's Proposition 11.2 proved with Morgan and Tian: the reduced-length bounds on κ-solutions, the limit of rescalings, the equality case, and the classification of shrinking solitons in dimensions two and three.