The canon · Paper · Aug 17, 2020

Entropy and heat kernel bounds on a Ricci flow background

Richard H Bamler

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Abstract

Bamler I. Entropy and heat kernel bounds — the start of the higher-dimensional theory.

In this paper we establish new geometric and analytic bounds for Ricci flows, which will form the basis of a compactness, partial regularity and structure theory for Ricci flows in [Bam20a, Bam20b]. The bounds are optimal up to a constant that only depends on the dimension and possibly a lower scalar curvature bound. In the special case in which the flow consists of Einstein metrics, these bounds agree with the optimal bounds for spaces with Ricci curvature bounded from below. Moreover, our bounds are local in the sense that if a bound depends on the collapsedness of the underlying flow, then we are able to quantify this dependence using the pointed Nash entropy based only at the point in question. Among other things, we will show the following bounds: Upper and lower volume bounds for distance balls, dependence of the pointed Nash entropy on its basepoint in space and time, pointwise upper Gaussian bound on the heat kernel and a bound on its derivative and an -Poincaré inequality. The proofs of these bounds will, in part, rely on a monotonicity formula for a notion, called variance of conjugate heat kernels. We will also derive estimates concerning the dependence of the pointed Nash entropy on its basepoint, which are asymptotically optimal. These will allow us to show that points in spacetime that are nearby in a certain sense have comparable pointed Nash entropy. Hence the pointed Nash entropy is a good quantity to measure local collapsedness of a Ricci flow Our results imply a local -regularity theorem, improving a result of Hein and Naber. Some of our results also hold for super Ricci flows.

Comments: 48 pages; Comments and questions welcome; updated introduction and minor edits

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Connected papers

The 8 papers on this site closest to this one, judged by the topics they share, the words and phrases in their titles and abstracts, and their authors. They are not its citations, but a map of the work around it. Papers here go back to 2021, plus the canon.

Connected papers This paper in the centre and the 8 papers closest to it around it, in date order clockwise from the top. The closer a paper sits to the centre, the stronger the connection. This paper Gaussian heat kernel estimates of Bamler-Zhang type along super Ricci flow (Keita Kunikawa and Yohei Sakurai, 2022)5Kunikawa 2022 Nash Entropy and Heat Kernel on Generalized Ricci Flow (Xilun Li, 2022)1Li 2022 Heat kernel on Ricci shrinkers (II) (Yu Li and Bing Wang, 2023)8Li 2023 Perelman's entropy and heat kernel bounds on RCD spaces (Camillo Brena, 2025)4Brena 2025 Sharp Gaussian Isoperimetry along a Ricci Flow (Robert Koirala, 2026)6Koirala 2026 The Fisher Metric of the Ricci Flow Heat Kernel (Bennett Chow and Robert Koirala, 2026)3Chow 2026 Heat kernel on Ricci shrinker metric measure spaces (Bing Wang and Jie Wang, 2026)7Wang 2026 Pseudolocality of G₂-Laplacian Flow (Weiyong He and Longhuan Yan, 2026)2He 2026
Closer to the centre: more closely connected. Clockwise from the top: oldest to newest. Ricci flowWider flowsalso connected to each other
  1. Nash Entropy and Heat Kernel on Generalized Ricci Flow

    Xilun Li PDF

    Topics Heat kernel, Perelman entropy · Shared terms “Nash entropy”, “analytic bounds”

  2. Pseudolocality of -Laplacian Flow

    Weiyong He and Longhuan Yan PDF

    Topics Heat kernel, Perelman entropy, Scalar curvature · Shared terms “pointed Nash”, “Nash entropy”, “basepoint”

  3. The Fisher Metric of the Ricci Flow Heat Kernel

    Bennett Chow and Robert Koirala PDF

    Topics Heat kernel, Perelman entropy · Shared terms “pointed Nash”, “Nash entropy”, “conjugate heat”

  4. Perelman's entropy and heat kernel bounds on RCD spaces

    Camillo Brena PDF

    Topics Heat kernel, Perelman entropy, Limit spaces & RCD · Shared terms “kernel bounds”, “curvature bounded”

  5. Gaussian heat kernel estimates of Bamler-Zhang type along super Ricci flow

    Keita Kunikawa and Yohei Sakurai PDF

    Topics Heat kernel, Weak & singular flows, Scalar curvature · Shared terms “super Ricci”, “Gaussian”, “curvature bounds”

  6. Sharp Gaussian Isoperimetry along a Ricci Flow

    Robert Koirala PDF

    Topics Heat kernel, Perelman entropy · Shared terms “Hein”, “conjugate heat”, “Poincaré inequality”

  7. Heat kernel on Ricci shrinker metric measure spaces

    Bing Wang and Jie Wang PDF

    Topics Heat kernel, Perelman entropy, Limit spaces & RCD · Shared terms “Nash entropy”

  8. Heat kernel on Ricci shrinkers (II)

    Yu Li and Bing Wang PDF

    Topics Heat kernel, Limit spaces & RCD · Shared terms “compactness”

Read around it

Background reading

The guides for the topics of this paper: what each idea is, why it matters, and the papers to read first.

Foundational paper in the Perelman entropy guide: Bamler: entropy and heat kernel bounds, the foundation of the higher-dimensional theory.

Foundational paper in the Heat kernel guide: Bamler: entropy and heat kernel bounds on a Ricci flow background.

In the guidebook

  1. 6A.12
    Entropy, Information and DiffusionBook 6A · The Heat Equation and Its Relatives

    Entropy along the heat flow, the log-Sobolev inequality and Li–Yau: the ancestors of Perelman’s entropy.

  2. 6D.4
    Fokker–Planck, Time Reversal and Diffusion ModelsBook 6D · Diffusions, Finance and Computation

    How densities of diffusions evolve, relative entropy and convergence to equilibrium, reversing a diffusion in time with the score, and the generative models built on it, with Perelman's conjugate heat equation as the geometric twin.

  3. 6C.11
    Optimal Transport and Ricci CurvatureBook 6C · Nonlinear PDE: Variational and Geometric Methods

    Kantorovich duality, Wasserstein geometry, the heat equation as a gradient flow of entropy, displacement convexity, and Ricci curvature as convexity, from Lott–Sturm–Villani to McCann–Topping and the reduced volume.