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Perelman's toolkit

Perelman entropy

Monotone quantities (𝓕, 𝓦, Nash entropy) that tame the flow.

20papers
2in the last 30 days
0journal notes

Concept

Perelman's 𝓕-functional

F(g,f)=∫M(R+βˆ£βˆ‡f∣2) eβˆ’f dV.\mathcal{F}(g,f) = \int_M \bigl(R + |\nabla f|^2\bigr)\,e^{-f}\,dV.

Couple the flow with the backward heat-type equation βˆ‚tf=βˆ’Ξ”f+βˆ£βˆ‡f∣2βˆ’R\partial_t f = -\Delta f + |\nabla f|^2 - R. Then

ddtF=2∫M∣Ric⁑+βˆ‡2f∣2eβˆ’f dVβ€…β€Šβ‰₯β€…β€Š0.\frac{d}{dt}\mathcal{F} = 2\int_M \bigl|\operatorname{Ric} + \nabla^2 f\bigr|^2 e^{-f}\,dV \;\ge\; 0.

Ricci flow is a gradient flow, modulo diffeomorphisms, and steady solitons are exactly the critical points. Hamilton's flow had been around for 20 years before anyone saw this.

Concept

Perelman's 𝓦-entropy

Add a scale parameter Ο„>0\tau > 0 with βˆ‚tΟ„=βˆ’1\partial_t \tau = -1:

W(g,f,Ο„)=∫M[Ο„(R+βˆ£βˆ‡f∣2)+fβˆ’n](4πτ)βˆ’n/2eβˆ’f dV,\mathcal{W}(g,f,\tau) = \int_M \Bigl[\tau\bigl(R + |\nabla f|^2\bigr) + f - n\Bigr](4\pi\tau)^{-n/2}e^{-f}\,dV,

subject to ∫M(4πτ)βˆ’n/2eβˆ’f dV=1\int_M (4\pi\tau)^{-n/2}e^{-f}\,dV = 1. It is nondecreasing, and constant exactly on shrinking solitons. Its infimum ΞΌ(g,Ο„)\mu(g,\tau) drives the no-local-collapsing theorem.

Concept

Nash entropy and 𝓕-convergence

Bamler's reworking of Perelman's entropy into a compactness theory. Given a conjugate heat kernel measure Ξ½Ο„=(4πτ)βˆ’n/2eβˆ’f dg\nu_{\tau} = (4\pi\tau)^{-n/2}e^{-f}\,dg based at a spacetime point, the pointed Nash entropy is

N(Ο„)=∫Mf dΞ½Ο„βˆ’n2,\mathcal{N}(\tau) = \int_M f\,d\nu_\tau - \frac{n}{2},

which is monotone in Ο„\tau and bounded by Perelman's ΞΌ-functional. Uniform Nash-entropy bounds give compactness in Bamler's F\mathbb{F}-topology, whose limits are metric flows: objects that are no longer smooth manifolds but still carry a heat flow and a conjugate heat flow.

On arXiv

20 papers

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math.DGarXiv:2609.27644

On the singularity formation of gauge fields coupled to Ricci flow

Andoni Royo Abrego

We study a family of coupled geometric evolution equations describing the deformation of a Riemannian metric and a non-abelian gauge field on closed manifolds, which generalizes the Ricci–Yang–Mills flow. We derive interior curvature estimates, find a preserved integral curvature condition, and discover a scaling invariant monotone functional analogue to Perelman's entropy. In particular, we prove strong dominance of the Riemannian curvature over the gauge curvature at finite-time singularities in all dimensions. We also provide a non-trivial explicit example of a shrinking self-similar solution on a bundle over .

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math.DGarXiv:2609.18594

Heat kernel on Ricci shrinker metric measure spaces

Bing Wang, Jie Wang

As a metric measure space possessing positive Bakry-Γ‰mery curvature, a Ricci shrinker with potential function admits a heat kernel under the weighted volume measure . In this paper, we study systematically and establish a series of fundamental estimates. Moreover, we clarify the equivalence between and the spacetime heat kernel under Ricci flow induced by a Ricci shrinker. Inspired by this relation, we extend corresponding analysis tools of Ricci flows to Ricci shrinker metric measure spaces, such as Nash entropy and reduced distance. As a direct application, we prove that implies .

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math.DGarXiv:2608.14478

The Fisher Metric of the Ricci Flow Heat Kernel

Bennett Chow, Robert Koirala

We introduce and study a Fisher information metric associated to the conjugate heat kernel of a Ricci flow . This tensor measures, at a fixed scale, how the pointed heat-kernel measure changes when the base point is moved. We prove that is monotone in scale and satisfies . We relate its trace to the pointed Nash entropy and prove a matrix square identity for the Fisher defect This identity gives a rigidity theorem for the equality case; on closed connected flows one has the strict inequalities at every positive scale, while in the complete case equality forces a Euclidean splitting. We also develop several consequences of this point of view. These include a sharp reverse PoincarΓ© inequality for the heat semigroup, a contraction formula for -divergences along conjugate heat flow, and a canonical construction of heat-kernel splitting maps from large eigenvalues of the Fisher endomorphism. As applications, we relate pointed Nash entropy close to to small Fisher deficit at comparable scales, and we obtain a codimension-one Fisher-metric criterion for applying Bamler's -regularity theorem.

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cond-mat.stat-mecharXiv:2606.14186

Stochastic Thermodynamics on Time-Evolving Curved Spaces

Rihito Nagase, Shoki Sugimoto, Asuka Takatsu, Takahiro Sagawa

We construct stochastic thermodynamics of overdamped Langevin systems on nonrelaticvistic curved spaces with time-dependent metrics. The time dependence of the metric contributes to the energy balance by performing work on the kinetic energy, which is instantaneously dissipated as heat in the overdamped regime. This contribution makes our framework thermodynamically consistent so that entropy production satisfies the second law of thermodynamics. As a special case, when the metric evolves according to backward Ricci flow, the entropy balance exhibits a structure similar to Perelman's entropy functional. Our framework provides a way to quantify thermodynamic costs in dynamics on time-evolving spaces such as diffusion on membranes.

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math.DGv2arXiv:2606.06619

On the structure of complete -solitons

Haozhao Li, Yuanqing Ma, Kai Zheng

In this work, we establish compactness and regularity results for complete gradient Laplacian solitons of closed -structures. Under a lower scalar-curvature bound and a distance-dependent bound on the gradient of the soliton potential, we prove pointed measured Gromov-Hausdorff compactness. With a uniform lower bound for the localised Perelman entropy, the Gromov-Hausdorff convergence improves to pointed convergence. Our principal result shows that this convergence upgrades to smooth convergence on the regular set. More precisely, after passing to a subsequence, the metrics, the defining positive -forms, and the soliton potentials converge smoothly on every compact subset of the regular set, and the limiting data define a gradient Laplacian soliton. The proof develops a local entropy method adapted to -solitons. Since the available control does not directly close an elliptic bootstrap for the -soliton, and no suitable pseudolocality theorem is available in this setting, we instead use the localised Perelman's functionals. These yield an entropy -regularity theorem and a gap theorem for scalar-flat solitons. On the regular set, pointed convergence gives an almost-Euclidean local isoperimetric inequality, which in turn verifies the required small-entropy condition automatically. The resulting curvature bounds are then combined with -specific differential identities and quantitative interior estimates to control the soliton data. Finally, at the critical exponent in dimension seven, we show that a uniform weighted -curvature bound then yields pointed compactness.

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math.DGarXiv:2605.21193

Sharp Gaussian Isoperimetry along a Ricci Flow

Robert Koirala

We prove the sharp Gaussian isoperimetric inequality for conjugate heat-kernel measures along a Ricci flow via a monotonicity formula. As consequences, we obtain the exact Gaussian enlargement theorem and a Gaussian-quantile two-set concentration estimate. In particular, this recovers the exponential concentration estimate of Hein–Naber from a sharper isoperimetric profile. We also derive Gaussian rearrangement inequalities, recover the sharp Hein–Naber log-Sobolev inequality, and identify the universal Gaussian-model constants in Bamler's -PoincarΓ© inequalities. Further applications include Gaussian-profile localization near Bamler's -centers, convex-order and moment estimates for logarithmic derivatives of the conjugate heat kernel, reverse hypercontractivity, entropy-regular profile stability, and a path-space Bobkov inequality.

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math.DGarXiv:2601.01863

A Spinorial Perelman's Functional: Critical Points and Gradient Flow

Tsz-Kiu Aaron Chow, Frederick Tsz-Ho Fong

In this article, we introduce an energy functional on closed Riemannian spin manifolds which unifies Perelman's W- and F-functionals, Baldauf-Ouzch's E-functional, and Dirchlet energy for spinors. We compute its first variation formula, and show that its critical points under natural constraints are twisted Ricci solitons and eigen-spinsors of the weighted Dirac operator. We introduce a negative L^2-gradient flow of this functional, and establish its short-time existence and uniqueness via contraction mapping methods.

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gr-qcarXiv:2508.10939

The fundamental physical importance of generic off-diagonal solutions and Grigori Perelman entropy in the Einstein gravity theory

Sergiu I. Vacaru, Elşen V. Veliev

The gravitational field equations in general relativity (GR) consist of a sophisticated system of nonlinear partial differential equations. Solving such equations in some generic off-diagonal forms is usually a hard analytic or numeric task. Physically important solutions in GR were constructed using a diagonal ansatz for metrics with a maximum of 4 independent coefficients. The Einstein equations can be solved in exact or parametric forms determined by some integration constants for corresponding assumptions on spherical or cylindrical spacetime symmetries. The anholonomic frame and connection deformation method allows us to construct generic off-diagonal solutions described by 6 independent coefficients of metrics depending, in general, on all spacetime coordinates. New types of exact and parametric solutions are determined by generating and integration functions and (effective) generating sources. They may describe vacuum gravitational and matter fields solitonic hierarchies; locally anisotropic polarizations of physical constants for black holes, wormholes, black toruses, or cosmological solutions; various types of off-diagonal deformations of horizons, etc. The additional degrees of freedom (related to off-diagonal coefficients) can be used to describe dark energy and dark matter configurations and elaborate locally anisotropic cosmological scenarios. In general, the generic off-diagonal solutions do not involve certain hypersurface or holographic configurations and can't be described in the framework of the Bekenstein-Hawking thermodynamic paradigm. We argue that generalizing the concept of G. Perelman's entropy for relativistic Ricci flows allows us to define and compute geometric thermodynamic variables for all possible classes of solutions in GR.

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math.DGv2arXiv:2507.05032

On a parabolic curvature lower bound generalizing Ricci flows

Marco Flaim, Erik Hupp

Optimal transport plays a major role in the study of manifolds with Ricci curvature bounded below. Some results in this setting have been extended to super Ricci flows, revealing a unified approach to analysis on Ricci nonnegative manifolds and Ricci flows. However we observe that the monotonicity of Perelman's functionals (, , reduced volume), which hold true for Ricci flows and Ricci nonnegative manifolds, cannot be strictly generalized to super Ricci flows. In 2010 Buzano introduced a condition which still generalizes Ricci flows and Ricci nonnegative manifolds, and on which Perelman's monotonicities do hold. We provide characterizations of this condition using optimal transport and understand it heuristically as Ricci nonnegativity of the space-time. This interpretation is consistent with its equivalence to Ricci nonnegativity on Perelman's infinite dimensional manifold. More precisely, we prove that for smooth evolutions of Riemannian manifolds, this condition is equivalent to a Bochner inequality (resembling Perelman's Harnack inequality but for the forward heat flow), a gradient estimate for the heat flow, a Wasserstein contraction along the adjoint heat flow, the convexity of a modified entropy along Wasserstein geodesics, and an Evolutionary Variational Inequality (EVI). The optimal transport statements use Perelman's distance as cost, as first studied on Ricci flows by Topping and by Lott. We also consider dimensionally improved and weighted versions of these conditions. The dimensional Bochner inequality and all gradient estimates for the forward heat equation, along with the EVIs, appear to be new even for general Ricci flows, and are related to the Hamiltonian perspective on the distance. Most of our proofs do not use tensor calculus or Jacobi fields, suggesting the possibility of future extensions to more singular settings.

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cs.LGarXiv:2503.19867

Geometric Meta-Learning via Coupled Ricci Flow: Unifying Knowledge Representation and Quantum Entanglement

Ming Lei, Christophe Baehr

This paper establishes a unified framework integrating geometric flows with deep learning through three fundamental innovations. First, we propose a thermodynamically coupled Ricci flow that dynamically adapts parameter space geometry to loss landscape topology, formally proved to preserve isometric knowledge embedding (Theorem ). Second, we derive explicit phase transition thresholds and critical learning rates (Theorem ) through curvature blowup analysis, enabling automated singularity resolution via geometric surgery (Lemma ). Third, we establish an AdS/CFT-type holographic duality (Theorem ) between neural networks and conformal field theories, providing entanglement entropy bounds for regularization design. Experiments demonstrate 2.1 convergence acceleration and 63% topological simplification while maintaining complexity, outperforming Riemannian baselines by 15.2% in few-shot accuracy. Theoretically, we prove exponential stability (Theorem ) through a new Lyapunov function combining Perelman entropy with Wasserstein gradient flows, fundamentally advancing geometric deep learning.

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math.DGarXiv:2503.03017

Perelman's entropy and heat kernel bounds on RCD spaces

Camillo Brena

We study Perelman's W-entropy functional on finite-dimensional RCD spaces, a synthetic generalization of spaces with Bakry-Γ‰mery Ricci curvature bounded from below. We rigorously justify the formula for the time derivative of the W-entropy and derive its monotonicity and rigidity properties. Additionally, we establish bounds for solutions of the heat equation, which are of independent interest.

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math.DGv3arXiv:2501.12949

Deriving Perelman's entropy from Colding's monotonic volume

Ignacio Bustamante, Martin Reiris

In his groundbreaking work from 2002, Perelman introduced two fundamental monotonic quantities: the reduced volume and the entropy. While the reduced volume was motivated by the Bishop-Gromov volume comparison applied to a suitably constructed -space, which becomes Ricci-flat as , Perelman did not provide a corresponding explanation for the origin of the entropy. In this article, we demonstrate that Perelman's entropy emerges as the limit of Colding's monotonic volume for harmonic functions on Ricci-flat manifolds, when appropriately applied to Perelman's -space.

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hep-tharXiv:2412.10364

Navigating string theory field space with geometric flows

Saskia Demulder, Dieter Lust, Thomas Raml

The Swampland Distance Conjecture postulates the emergence of an infinite tower of massless states when approaching infinite-distance points in moduli space. However, most string backgrounds are supported by fluxes, and therefore depart from the purely geometric paradigm. This fact requires an extension of the Swampland conjectures to scalar field spaces with non-trivial potentials, rather than just moduli spaces. To address this task, we utilise geometric flows, in particular generalised Ricci flow, to probe the associated scalar field spaces. Considering internal spaces supported by three-form fluxes, we first show that the distance defined in terms of the Perelman entropy functional needs to be refined in order to encompass fluxes. Doing so, we extend the Ricci Flow Conjecture to include Kalb-Ramond flux besides the metric and the dilaton field. This allows us to probe infinite-distance points within these scalar field spaces in a purely geometric way. We subsequently construct a geometric flow for internal manifolds supported by Ramond-Ramond fluxes and discuss its role in the Ricci Flow Conjecture. Our analysis suggests that in the presence of fluxes the Distance Conjecture might be better characterised in terms of a cost function on the space of metrics, rather than a genuine distance.

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gr-qcarXiv:2410.03700

Nonmetric geometric flows and quasicrystalline topological phases for dark energy and dark matter in cosmology

L. Bubuianu, E. Nurlan, J. O. Seti + 2 more

We elaborate on nonmetric geometric flow theory and metric-affine gravity with applications in modern cosmology. Two main motivations for our research follow from the facts that 1) cosmological models for modified gravity theories, MGTs, are efficient for describing recent observational data provided by the James Webb Space Telescope; and 2) the statistical thermodynamic properties of such nonmetric locally anisotropic cosmological models can be studied using generalizations of the concept of G. Perelman entropy. We derive nonmetric distorted R. Hamilton and Ricci soliton equations in such canonical nonholonomic variables when corresponding systems of nonlinear PDEs can be decoupled and integrated in general off-diagonal forms. This is possible if we develop and apply the anholonomic frame and connection deformation method involving corresponding types of generating functions and generating sources encoding nonmetric distortions. Using such generic off-diagonal solutions (when the coefficients of metrics and connections may depend generically on all spacetime coordinates), we model accelerating cosmological scenarios with quasi-periodic gravitational and (effective) matter fields; and study topological and nonlinear geometric properties of respective dark energy and dark matter, DE and DM, models. As explicit examples, we analyze some classes of nonlinear symmetries defining topological quasicrystal, QC, phases which can modified to generate other types of quasi-periodic and locally anisotropic structures. The conditions when such nonlinear systems possess a behaviour which is similar to that of the Lambda cold dark matter (CDM) scenario are stated. We conclude that nonmetric geometric and cosmological flows can be considered as an alternative to the CDM concordance models and speculate on how such theories can be elaborated.

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hep-tharXiv:2410.03698

Nonassicative cosmological solitonic R-flux deformations in gauge gravity and G. Perelman geometric flow thermodynamics

L. Bubuianu, J. O. Seti, S. Vacaru, E. V. Veliev

We elaborate on a model of nonassociative and noncommutative gauge gravity for the de Sitter gauge group embedding extensions of the affine structure group and the PoincarΓ© group . In string theory, such nonassociative gauge gravity theories are determined by star product R-flux deformations. They are new avenues to quantum gravity and geometric and quantum information theories. We analyze physically important and geometric thermodynamic properties of new classes of generic off-diagonal cosmological solitonic solutions encoding nonassociative effective sources. Particularly, we focus on modelling by such solutions of locally anisotropic and inhomogeneous dark matter and dark energy structures generated as nonassociative solitonic hierarchies. Such accelerating cosmological evolution scenarios can't be described in the framework of the Bekenstein-Hawking thermodynamic formalism. This motivates a change in the gravitational thermodynamic paradigm by considering nonassociative and relativistic generalizations of the concept of W-entropy in the theory of Ricci flows. Finally, we compute the corresponding modified G. Perelman's thermodynamic variables and analyze the temperature-like evolution of cosmological constants determined by nonassociative cosmological flows.

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math.DSarXiv:2410.02457

Innovative Dynamics: Utilizing Perelman's Entropy and Ricci Flow for Settler Position Models on Manifolds

Zeraoulia Rafik, Sobhan Sobhan Allah

This paper explores a novel approach to modeling the positional dynamics of stars using discrete dynamical systems. We define star evolution through discrete-time update rules based on right ascension, declination, and distance, incorporating chaotic behavior via nonlinear functions and external perturbations. By applying Ricci flow and Riemannian metrics, we provide new insights into the positional dynamics of stars. Theoretical computations of Perelman entropy are used to assess system complexity, with high-precision Runge-Kutta methods ensuring accurate solutions for our chaotic model. We quantify chaos using Lyapunov exponents and perform bifurcation analysis to study how parameter variations affect the dynamics. Comparing our model to the Lorenz attractor reveals both similarities and unique characteristics in stellar dynamics. Our results show that entropy increases exponentially, indicating that predicting star positions with precision becomes increasingly challenging over time. This study advances the understanding of chaos in celestial systems and contributes to dynamical systems theory by integrating chaos theory with astronomical modeling.

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hep-thv6arXiv:2404.09122

Monotonicity of RG flow in emergent dual holography of worldsheet nonlinear model

Ki-Seok Kim, Arpita Mitra, Debangshu Mukherjee, Shinsei Ryu

Based on the renormalization group (RG) flow of worldsheet bosonic string theory, we construct an effective holographic dual description of the target space theory identifying the RG scale with the emergent extra dimension. This results in an effective dilaton-gravity-gauge theory, analogous to the low-energy description of bosonic M-theory. We argue that this holographic dual effective field theory is non-perturbative in the expansion, where a class of string quantum fluctuations are resummed to all orders. To investigate the monotonicity of the RG flow of the target space metric in the emergent spacetime, we consider entropy production along the RG flow. We construct a microscopic entropy functional based on the probability distribution function of the holographic dual effective field theory, regarded as Gibbs- or Shannon-type entropy. Given that the Ricci flow represents the 1-loop RG flow equation of the target space metric for the 2D non-linear sigma model, and motivated by Perelman's proof of the monotonicity of Ricci flow, we propose a Perelman's entropy functional for the holographic dual effective field theory. This entropy functional is also non-perturbative in the expansion, and thus, generalizes the 1-loop result to the all-loop order. Furthermore, utilizing the equivalence between the Hamilton-Jacobi equation and the local RG equation, we suggest that the RG flow of holographic Perelman's entropy functional is the Weyl anomaly. This eventually reaffirms the monotonicity of RG flow for the emergent target spacetime but in a non-perturbative way. Interestingly, we find that the microscopic entropy production rate can be determined by integrating the rate of change of the holographic Perelman's entropy functional over all possible metric configurations along the flow.

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math.DGarXiv:2310.14007

Local smooth convergence of -limit flows

Pak-Yeung Chan, Zilu Ma, Yongjia Zhang

The metric flow is introduced and extensively studied by Bamler [Bam20b, Bam20c], especially as an -limit of a sequence of smooth Ricci flows with uniformly bounded Nash entropy, in which case each regular point on the limit is a point of smooth convergence. In this note, we shall consider the -convergence of a sequence of -limit flows, and, like Bamler, show that each regular point on the limit is also a point of smooth convergence. The main result will be applied in a forthcoming work of the authors [CMZ23].

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hep-tharXiv:2307.08320

Geometric flows and the Swampland

Davide De Biasio

After an introductory chapter on the quantum supersymmetric string, in which particular attention will be devoted to the techniques via which phenomenologically viable models can be obtained from the ultraviolet microscopic degrees of freedom, and a brief review of the swampland program, the technical tools required to deal with geometric flows will be outlined. The evolution of a broad family of scalar and metric bubble solutions under Perelman's combined flow will be then discussed, together with their asymptotic behaviour. Thereafter, the geometric flow equations associated to a generalised version of Perelman's entropy function will be derived and employed in defining the action-induced flow associated to a given theory for a scalar field and a dynamical metric. The problem of preserving Einstein field equations along the corresponding moduli space trajectories will be cured by allowing a supplementary energy-momentum tensor term to appear along the flow. In a particular example, such contribution will be shown to precisely reproduce the infinite tower of states with exponentially dropping masses postulated by the distance conjecture.

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