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Perelman's toolkit

Harnack inequalities

Hamilton's differential Harnack and Li–Yau type estimates.

16papers
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Concept

Hamilton's Harnack inequality

For complete solutions with bounded, nonnegative curvature operator, the trace Harnack inequality says

tR+Rt+2R,V+2Ric(V,V)    0for all vectors V.\partial_t R + \frac{R}{t} + 2\langle \nabla R, V\rangle + 2\operatorname{Ric}(V,V) \;\ge\; 0 \quad\text{for all vectors } V.

This is the Ricci-flow version of the Li–Yau inequality for the heat equation. It compares curvature at different points and times, and it is crucial for classifying singularity models.

On arXiv

16 papers

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math.DGarXiv:2603.22086

PIC1 pinched manifolds are flat or compact

Alix Deruelle, Man-Chun Lee, Felix Schulze + 2 more

Hamilton's pinching conjecture, that three-dimensional complete non-compact manifolds with pinched Ricci curvature are flat, has recently been resolved using Ricci flow. In this paper we prove a direct analogue of that result in all dimensions. In order to do so we develop a lifting technique that allows us to handle manifolds that are collapsed at infinity. This new method also gives an alternative way of handling collapsed manifolds in the known three-dimensional case. As part of this approach, we prove a Ricci flow curvature estimate of a type that would normally be derived from the Harnack inequality, but without requiring the strong curvature positivity hypothesis demanded by Harnack. We give an improved gap theorem as a further application.

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math.DGarXiv:2511.23074

Monotonicity of Perelman -Entropy of Mean Curvature Flow

Xiang-Dong Li, Qi Yan

In this paper, we study Perelman' s entropy for mean curvature flow in . Analogously to Perelman's -entropy defined for Ricci flow, K. Ecker in defined a functional for the mean curvature flow in and the region it encloses, and made the conjecture that this functional is monotonically increasing in time. We modify K. Ecker's definition and, using Hamilton's Harnack inequality for mean curvature flow, prove that our redefined -entropy is monotonically decreasing in time. Additionally, we provide a rigidity theorem for this -entropy.

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math.DGarXiv:2510.23239

Mean curvature flow into an ambient Riemannian manifold evolving by Ricci flow coupled with harmonic map heat flow

José N. V. Gomes, Matheus Hudson, Carlos M. de Sousa

The main objective of this article is to study the mean curvature flow into an ambient compact smooth manifold M with boundary and with a Riemannian metric that evolves by a self-similar solution of the Ricci flow coupled with the harmonic map heat flow of a map from M to a Riemannian manifold N. In this context, we address a functional associated with this flow and calculate its variation along parameters that preserve the weighted volume measure. An extension of Hamilton's differential Harnack expression appears by considering the boundary of M evolving by mean curvature flow, which must vanish on the gradient steady soliton case. Next, we obtain a Huisken monotonicity-type formula for the mean curvature flow in the proposed background. We also show how to construct a family of mean curvature solitons and establish a characterization of such a family.

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math.DGv2arXiv:2507.05032

On a parabolic curvature lower bound generalizing Ricci flows

Marco Flaim, Erik Hupp

Optimal transport plays a major role in the study of manifolds with Ricci curvature bounded below. Some results in this setting have been extended to super Ricci flows, revealing a unified approach to analysis on Ricci nonnegative manifolds and Ricci flows. However we observe that the monotonicity of Perelman's functionals (, , reduced volume), which hold true for Ricci flows and Ricci nonnegative manifolds, cannot be strictly generalized to super Ricci flows. In 2010 Buzano introduced a condition which still generalizes Ricci flows and Ricci nonnegative manifolds, and on which Perelman's monotonicities do hold. We provide characterizations of this condition using optimal transport and understand it heuristically as Ricci nonnegativity of the space-time. This interpretation is consistent with its equivalence to Ricci nonnegativity on Perelman's infinite dimensional manifold. More precisely, we prove that for smooth evolutions of Riemannian manifolds, this condition is equivalent to a Bochner inequality (resembling Perelman's Harnack inequality but for the forward heat flow), a gradient estimate for the heat flow, a Wasserstein contraction along the adjoint heat flow, the convexity of a modified entropy along Wasserstein geodesics, and an Evolutionary Variational Inequality (EVI). The optimal transport statements use Perelman's distance as cost, as first studied on Ricci flows by Topping and by Lott. We also consider dimensionally improved and weighted versions of these conditions. The dimensional Bochner inequality and all gradient estimates for the forward heat equation, along with the EVIs, appear to be new even for general Ricci flows, and are related to the Hamiltonian perspective on the distance. Most of our proofs do not use tensor calculus or Jacobi fields, suggesting the possibility of future extensions to more singular settings.

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math.DGarXiv:2506.04937

Gradient estimates and parabolic frequency monotonicity for positive solutions of the heat equation under generalized Ricci flow

Juanling Lu, Yu Zheng

In this paper, we establish Li-Yau-type and Hamilton-type estimates for positive solutions to the heat equation associated with the generalized Ricci flow, under a less stringent curvature condition. Compared with [25] and [35], these estimates generalize the results in Ricci flow to this new flow under the weaker Ricci curvature bounded assumption. As an application, we derive the Harnack-type inequalities in spacetime and find the monotonicity of one parabolic frequency for positive solutions of the heat equation under bounded Ricci curvature.

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math.DGarXiv:2505.03202

On Perelman's -entropy and Shannon entropy power for super Ricci flows on metric measure spaces

Xiang-Dong Li

In this paper, we extend Perelman's -entropy formula and the concavity of the Shannon entropy power from smooth Ricci flow to super Ricci flows on metric measure spaces. Moreover, we prove the Li-Yau-Hamilton-Perelman Harnack inequality on super Ricci flows. As a significant application, we prove the equivalence between the volume non-local collapsing property and the lower boundedness of the -entropy on RCD spaces. Finally, we use the -entropy to study the logarithmic Sobolev inequality with optimal constant on super Ricci flows on metric measure spaces.

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math.MGarXiv:2404.15755

Metric Measure Spaces and Synthetic Ricci Bounds – Fundamental Concepts and Recent Developments

Karl-Theodor Sturm

Metric measure spaces with synthetic Ricci bounds have attracted great interest in recent years, accompanied by spectacular breakthroughs and deep new insights. In this survey, I will provide a brief introduction to the concept of lower Ricci bounds as introduced by Lott-Villani and myself, and illustrate some of its geometric, analytic and probabilistic consequences, among them Li-Yau estimates, coupling properties for Brownian motions, sharp functional and isoperimetric inequalities, rigidity results, and structural properties like rectifiability and rectifiability of the boundary. In particular, I will explain its crucial interplay with the heat flow and its link to the curvaturedimension condition formulated in functional-analytic terms by Bakry-Èmery. This equivalence between the Lagrangian and the Eulerian approach then will be further explored in various recent research directions: i) time-dependent Ricci bounds which provide a link to (super-) Ricci flows for singular spaces, ii) second order calculus, upper Ricci bounds, and transformation formulas, iii) distribution-valued Ricci bounds which e.g. allow singular effects of non-convex boundaries to be taken into account.

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math.DGv2arXiv:2404.15705

Gradient estimation of a generalized non-linear heat type equation along Super-Perelman Ricci flow on weighted Riemannian manifolds

Yanlin Li, Abimbola Abolarinwa, Suraj Ghosh, Shyamal Kumar Hui

In this article we derive gradient estimation for positive solution of the equation \beginequation* (\partial_t-Δ_f)u = A(u)p(x,t) + B(u)q(x,t) + \mathcalG(u) \endequation* on a weighted Riemannian manifold evolving along the super Perelman-Ricci flow \beginequation* \frac{\partial g}{\partial t}(x,t)+2Ric_f^m(g)(x,t)\ge -2kg(x,t). \endequation* As an application of gradient estimation we derive a Harnack type inequality along with a Liouville type theorem.

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math.DGv2arXiv:2402.00006

Li-Yau Estimates for a Nonlinear Parabolic Equation on Finsler Manifolds

Bin Shen, Yuhan Zhu

In this paper, we explore the positive solutions to the Finslerian nonlinear equation which is related to Ricci solitons and serves as the Euler-Lagrange equation to the Finslerian log-energy functional. We then obtain the global gradient estimate of its positive solution on a compact Finsler metric measure space with the weighted Ricci curvature bounded below. Furthermore, using a new comparison theorem developed by the first author, we also establish a local gradient estimate on a non-compact forward complete Finsler metric measure spaces with the mixed weighted Ricci curvature bounded below, as well as finite bounds of misalignment and some non-Riemannian curvatures. Lastly, we prove the Harnack inequalities and a Liouville-type theorem of such solutions.

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math.DGv2arXiv:2310.14912

Parabolic frequency monotonicity for two nonlinear equations under Ricci flow

Chuanhuan Li, Yi Li, Kairui Xu, Jichun Zhu

In this paper, we consider the parabolic frequency for positive solutions of two nonlinear parabolic equations under the Ricci flow on closed manifolds. We obtain the monotonicity of parabolic frequency for the solution of two nonlinear parabolic equations with bounded Ricci curvature, then we apply the parabolic frequency monotonicity to get some integral type Harnack inequalities and we use -K1 instead of the lower bound 0 of Ricci curvature from Theorem 4.3 in 16, where K1 is any positive constant.

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math.DGv2arXiv:2310.07945

Finite time singularities of the Kähler-Ricci flow

Wangjian Jian, Jian Song, Gang Tian

We establish the scalar curvature and distance bounds, extending Perelman's work on the Fano Kähler-Ricci flow to general finite time solutions of the Kähler-Ricci flow. These bounds are achieved by our Li-Yau type and Harnack estimates for weighted Ricci potential functions of the Kähler-Ricci flow. We further prove that the Type I blow-ups of the finite time solution always sub-converge in Gromov-Hausdorff sense to an ancient solution on a family of analytic normal varieties with suitable choices of base points. As a consequence, the Type I diameter bound is proved for almost every fibre of collapsing solutions of the Kähler-Ricci flow on a Fano fibre bundle. We also apply our estimates to show that every solution of the Kähler-Ricci flow with Calabi symmetry must develop Type I singularities, including both cases of high codimensional contractions and fibre collapsing.

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math.DGarXiv:2310.07943

A new proof of Perelman's scalar curvature and diameter estimates for the Kähler-Ricci flow on Fano manifolds

Wangjian Jian, Jian Song, Gang Tian

In this note, we give a new proof for Perelman's scalar curvature and diameter estimates for the Kähler-Ricci flow on Fano manifolds. The proof relies on a new Harnack estimate for a special family of functions in space-time. Our new approach initiates the work in for general finite time solutions of the Kähler-Ricci flow.

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math.DGv2arXiv:2307.03879

A direct approach to sharp Li-Yau Estimates on closed manifolds with negative Ricci lower bound

Xingyu Song, Ling Wu, Meng Zhu

Recently, Qi S.Zhang [26] has derived a sharp Li-Yau estimate for positive solutions of the heat equation on closed Riemannian manifolds with the Ricci curvature bounded below by a negative constant. The proof is based on an integral iteration argument which utilizes Hamilton's gradient estimate, heat kernel Gaussian bounds and parabolic Harnack inequality. In this paper, we show that the sharp Li-Yau estimate can actually be obtained directly following the classical maximum principle argument, which simplifies the proof in [26]. In addition, we apply the same idea to the heat and conjugate heat equations under the Ricci flow and prove some Li-Yau type estimates with optimal coefficients.

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math.DGv2arXiv:2306.10143

Matrix Li-Yau-Hamilton estimates under Ricci Flow and parabolic frequency

Xiaolong Li, Qi S. Zhang

In this paper we prove matrix Li-Yau-Hamilton estimates for positive solutions to the heat equation and the backward conjugate heat equation, both coupled with the Ricci flow. We then apply such estimates to establish the monotonicity of parabolic frequencies up to correction factors. As applications, we obtain some unique continuation results under the nonnegativity of sectional or complex sectional curvature.

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