Geometry & analysis

Scalar curvature

In briefThe trace of the Ricci tensor. Under Ricci flow its minimum never decreases and positive scalar curvature (PSC) is preserved. That ties the flow to the topology of PSC manifolds and to general relativity.

∂tR=ΔR+2 ∣Ric⁡∣2  ≥  ΔR+2nR2\partial_t R = \Delta R + 2\,|\operatorname{Ric}|^2 \;\ge\; \Delta R + \tfrac{2}{n}R^2
173papers
16in the last 30 days
7key references
2guidebook chapters

The ideas that matter here

Key concepts

Each one in a few lines, with the equation that carries it and the stage of the Guidebook where it is learned.

Ricci and scalar curvature

The Ricci tensor averages sectional curvatures: Ric⁡(v,v)\operatorname{Ric}(v,v) is (n−1)(n-1) times the average sectional curvature of planes containing a unit vector vv. The scalar curvature is its trace, R=gijRic⁡ijR = g^{ij}\operatorname{Ric}_{ij}. Under Ricci flow

∂tR=ΔR+2 ∣Ric⁡∣2  ≥  ΔR+2nR2,\partial_t R = \Delta R + 2\,|\operatorname{Ric}|^2 \;\ge\; \Delta R + \tfrac{2}{n}R^2,

so by the maximum principle min⁡R\min R never decreases. This is the first example of the flow improving the geometry.

Where the concept cards came from: they were drafted by an AI at the site owner's request. The owner, who is still learning this material, chose which concepts to include but cannot vouch for every detail, so treat them as a well-drawn map and check the cited papers. Corrections are welcome: see how this site works.

Guide

In depth

What it is

Scalar curvature R=gijRijR = g^{ij}R_{ij} measures how the volume of small balls deviates from Euclidean. Along Ricci flow it satisfies the evolution equation above, so by the maximum principle min⁡R\min R is non-decreasing. Positive scalar curvature is preserved. Comparing with the ODE ddtr=2nr2\tfrac{d}{dt}r = \tfrac2n r^2 shows that a flow starting from a PSC metric on a closed manifold must become singular in finite time.

Positive scalar curvature is a topological question: which manifolds admit a PSC metric? Two methods dominate. Schoen and Yau used minimal hypersurfaces, which also prove the positive mass theorem of general relativity. Gromov and Lawson used the Dirac operator. In dimension three, Perelman's work gives a complete answer: a closed 3-manifold admits PSC exactly when it is a connected sum of spherical space forms and copies of S2×S1S^2\times S^1.

Why it matters

Ricci flow is one of the strongest tools for PSC in low dimensions:

  • Marques showed that the moduli space of PSC metrics on a closed 3-manifold is path-connected.
  • Bamler and Kleiner showed that the space of such metrics is contractible when non-empty.
  • Bamler gave a Ricci flow proof of Gromov's theorem that scalar curvature lower bounds survive C0C^0 convergence of metrics.

Scalar curvature also connects Ricci flow to relativity: the positive mass theorem, the Penrose inequality (via inverse mean curvature flow), and the question of how mass behaves under Ricci flow on asymptotically flat manifolds.

Where it stands

Gromov's program on scalar curvature — comparison theorems, "scalar curvature under weak convergence", PSC on non-compact and singular spaces — is one of the most active areas of geometry. Ricci flow contributes regularization and C0C^0 stability results, while minimal surfaces, μ-bubbles and Dirac methods drive much of the rest. The feed below shows the overlap, for example total scalar curvature under curvature bounds and positive mass theorems proved with flows.

If you are new to this

Foundational papers

The papers the rest of the topic builds on, in reading order. Titles open the paper.

  1. 1979
    On the proof of the positive mass conjecture in general relativity Richard Schoen, Shing-Tung Yau · Communications in Mathematical Physics, vol. 65 Schoen–Yau: the positive mass theorem via minimal surfaces. DOI 10.1007/BF01940959
  2. 1983
    Positive scalar curvature and the Dirac operator on complete riemannian manifolds Mikhael Gromov, H. Blaine Lawson · Publications Mathématiques de l'IHÉS, vol. 58 Gromov–Lawson: positive scalar curvature and the Dirac operator. DOI 10.1007/BF02953774
  3. 2001
    The Inverse Mean Curvature Flow and the Riemannian Penrose Inequality Gerhard Huisken, Tom Ilmanen · Journal of Differential Geometry, vol. 59 Huisken–Ilmanen: inverse mean curvature flow and the Riemannian Penrose inequality. DOI 10.4310/jdg/1090349447
  4. 2009
    Deforming three-manifolds with positive scalar curvature Fernando Coda Marques · arXiv:0907.2444 Marques: deforming three-manifolds with positive scalar curvature. PDFarXiv:0907.2444
  5. 2015
    A Ricci flow proof of a result by Gromov on lower bounds for scalar curvature Richard H Bamler · arXiv:1505.00088 Bamler: a Ricci flow proof of Gromov's result on scalar curvature lower bounds. PDFarXiv:1505.00088
  6. 2019
    Ricci flow and contractibility of spaces of metrics Richard H. Bamler, Bruce Kleiner · arXiv:1909.08710 Bamler–Kleiner: contractibility of spaces of PSC metrics on 3-manifolds. PDFarXiv:1909.08710

Where to start reading

Surveys & books

Longer, gentler routes in, and the references specialists keep on their desks.

  1. 2019
    Four Lectures on Scalar Curvature Misha Gromov · arXiv:1908.10612 Gromov: *Four Lectures on Scalar Curvature*, a panoramic survey of the field. PDFarXiv:1908.10612

Learn it step by step

In the guidebook

Chapters of the Guidebook that build scalar curvature from the ground up, with proofs, figures and exercises.

  1. 6C.4
    The Yamabe Problem and Critical ExponentsBook 6C · Nonlinear PDE: Variational and Geometric Methods

    Conformal changes of scalar curvature, the Yamabe functional, Aubin's threshold and Schoen's solution, concentration compactness and bubbles, and why Perelman's log-Sobolev minimisers always exist.

  2. 9B.6
    Scalar Curvature and TopologyBook 9B · Comparison, Convergence and Heat on Manifolds

    Positive scalar curvature, its obstructions, and the positive mass theorem.

If you follow the research

Latest papers · 173 papers

The newest 20, updated every weekday from arXiv. Follow this topic with its own RSS feed, or see who writes most on it.

math.DGarXiv:2611.07381

Scalar curvature bounds and rigidity of Ricci shrinkers

Jianyu Ou, Guoqiang Wu

We prove that a complete noncompact gradient shrinking Ricci soliton of dimension at least two is a finite quotient of an Einstein cylinder if its scalar curvature is bounded below by the cylindrical value. The corresponding pointwise strict bound implies compactness. We also establish one-endedness criteria using curvature information at critical points of the potential, including degenerate ones, and obtain sharp one-endedness and rigidity results under global Ricci norm bounds.

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math.DGarXiv:2611.03823

Conjugate radius and parabolicity along the Ricci flow

Chandan Kumar Mondal

We study the behaviour of the conjugate radius under the Ricci flow on complete noncompact manifolds. We show that if is a complete Ricci flow with nonnegative scalar curvature at , the initial metric is parabolic and not Ricci-flat, and the Einstein tensor is bounded above, then parabolicity is preserved along the flow and the conjugate radius of is finite for every . As an application, we prove that a complete noncompact gradient shrinking Ricci soliton whose volume growth is subquadratic, in the sense that , has finite conjugate radius.

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math.DGarXiv:2611.02740

Rigidity of shrinking Ricci solitons with low-dimensional focal sets

Matheus Andrade Ribeiro de Moura Horácio

We prove that, in every dimension, the focal set of the potential function of a complete gradient shrinking Ricci soliton with constant scalar curvature is totally geodesic whenever it has dimension two or three, and that every complete five-dimensional gradient shrinking Ricci soliton with constant scalar curvature is rigid. The first result follows from a Bochner identity for the covariant derivative of the Ricci tensor at the focal set. For the second, when the scalar curvature is twice the soliton constant, we prove that total geodesy implies rigidity through an integral identity on the level hypersurfaces; the case of scalar curvature three times the soliton constant is treated by a separate argument. As further applications, we combine our methods with the rigidity theorem in the recent preprint of Li, Li, Ou, Qu, Wu and Zhou to obtain rigidity in arbitrary dimension when the scalar curvature is twice or three times the soliton constant, and under integral Weyl pinching for four-dimensional focal sets.

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math.DGWider flowsarXiv:2611.01968

Calabi flow on polarized Kähler surfaces

Haozhao Li, Bing Wang, Kai Zheng

We study global smooth Calabi flows on polarized Kähler surfaces , assuming uniformly bounded Sobolev constants and the algebraic conditions and . Using the orbifold compactness theorem, we prove a uniform Bergman estimate, construct a normal test configuration for each geometric limit, and establish uniqueness of the extremal orbifold limit up to polarized holomorphic isometry. K-polystability then identifies the limit with the original surface and gives a constant scalar curvature Kähler metric. We also prove finite-group equivariant versions of these results. Independently of the flow, we obtain a uniform Bergman lower bound for polarized cscK surfaces with bounded volume and Sobolev constants and . We illustrate the hypotheses with nonstationary flows near a product cscK metric on and near Calabi's non-cscK extremal metric on the first Hirzebruch surface. Their controlled-cone energy inequalities follow from elementary calculations and continuity.

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math.APWider flowsarXiv:2611.01623

Chern scalar curvature and finite-time singularities of the conformal Chern–Calabi flow

Hongyu Chen, Li Ma, Li Sheng

On every unit-volume flat complex three-torus, we construct a solution of the volume-preserving conformal Chern–Calabi flow with a finite-time Chern Type-I singularity at any prescribed point. The full spatial supremum has an exact asymptotic coefficient, and prescribed rescalings converge to a complete nonflat radial shrinking solution. The positive part of Chern scalar curvature can remain arbitrarily small throughout the flow, as can each prescribed subcritical spatial curvature norm. We determine the punctured terminal metric, its one-point completion and unique nonflat tangent cone, and the terminal energy asymptotics. We also exclude Chern Type-II under a logarithmically improved critical weak bound on Chern scalar curvature, and prove a separate scale-invariant integral criterion involving first Chern–Ricci curvature. The constructed singular solutions satisfy both criteria.

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math.DGarXiv:2610.38418

Backward Pseudolocality of -Laplacian Flow

Weiyong He, Longhuan Yan

In this paper, we establish a new estimate on the time-derivative of pointed Nash entropy and use it to give a new proof of backward pseudolocality for Ricci flow. The proof does not rely on Bamler's compactness theorem and structure theory concerning limits of Ricci flows. Our methods also work for other reasonable geometric flows, like the -Laplacian, at a scale depending on its deviation from Ricci flow and its scalar curvature.

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math.DGarXiv:2610.38408

Pseudolocality of -Laplacian Flow

Weiyong He, Longhuan Yan

In this paper, we give a new proof of Perelman's pseudolocality theorem for Ricci flow, which does not rely on Perelman's Harnack-type inequality. The key step is an estimate relating initial local -entropy to pointed Nash entropy at later spacetime points. The argument also works for other reasonable geometric flows, like the -Laplacian flow, at a scale depending on its deviation from Ricci flow and its scalar curvature lower bound. As a consequence, we can also prove the quantitative rigidity results concerning pointed Nash entropy due to Hein-Naber and Bamler for such geometric flows. In the appendix, we also show that the other results in Bamler's work (arXiv:2008.07093), when suitably modified, remain valid for Laplacian flow with bounded torsion. These include log-Sobolev/Poincaré inequality for conjugate heat kernel measure, heat kernel estimates, and dependence of the pointed Nash entropy on its basepoint.

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math.DGarXiv:2610.37151

Rigidity of Constant-Scalar-Curvature Ricci Shrinkers with Totally Geodesic Focal Set

Fengjiang Li, Wenqi Li, Jianyu Ou + 3 more

Let be a complete connected shrinking gradient Ricci soliton with constant scalar curvature, satisfying We prove that if the focal set of is totally geodesic, then is rigid. Equivalently, its universal cover is a product of a compact Einstein manifold and a Euclidean space.

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math.DGWider flowsarXiv:2610.34340

Pseudo-Calabi Flow on Toric Variety

Junhao Tian, Kai Zheng

In this paper, we prove the long time existence of the pseudo-Calabi flow on a compact toric variety for any -invariant initial Kähler metric. If the Mabuchi functional is proper modulo automorphisms, the flow converges exponentially to a constant scalar curvature Kähler (cscK) metric. In particular, this gives a flow proof that properness of the K-energy implies the existence of a cscK metric in the toric setting.

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math.CVWider flowsarXiv:2610.31270

Continuation and convergence for the higher dimensional conformal Chern–Calabi flow

Hongyu Chen, Li Ma, Li Sheng

We study the volume-normalized gradient flow of the squared Chern scalar curvature on compact Hermitian manifolds of complex dimension . The flow extends smoothly past a finite time if the spatial supremum of Chern scalar curvature belongs to in time. A uniform curvature bound in the evolving norm, for one fixed , gives global existence and smooth convergence of the whole trajectory to a constrained critical metric. On Chern scalar-flat backgrounds, small initial curvature gives exponential convergence to the background. A corresponding condition on the trace-free first Chern–Ricci form gives exponential convergence on Chern–Ricci-flat Hermitian and positive Kähler–Einstein backgrounds. The smallness thresholds are independent of the initial higher derivatives. We also construct constant Chern scalar curvature backgrounds of either sign with arbitrarily small smooth perturbations whose solutions, if global, cannot converge back to the background.

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math.DGv2arXiv:2610.22941

Type I estimates for the Kähler-Ricci flow II

Wangjian Jian, Jian Song

In this paper, we establish geometric consequences of our Type I scalar curvature estimate for finite-time solutions of the Kähler-Ricci flow on compact Kähler manifolds. We prove a uniform global diameter bound and a Type I diameter bound for every fibre of finite time holomorphic contraction. These estimates yield Gromov-Hausdorff convergence to a unique compact metric space homeomorphic to the normal Kähler space determined by the limiting cohomology class. We also establish a local partial estimate for the normalized flow and show that the tangent shrinkers are normal complex analytic varieties with log terminal singularities.

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math.DGarXiv:2610.21934

Gromov-Hausdorff Convergence of Constant Scalar Curvature Kähler Metrics near the Canonical Class

Frederick Tsz-Ho Fong, Junbang Liu

Let be a compact Kähler manifold with semi-ample canonical bundle. For any Kähler class , Jian–Shi–Song proved that there exists a unique cscK metric in the class when , using the properness criterion of Chen–Cheng. We prove that the cscK metrics in converge, as , in the Gromov–Hausdorff topology to the metric completion of the twisted Kähler-Einstein metric on the canonical model of as conjectured by Jian–Shi–Song. Based on the technique developed in this paper, we can also give a new proof the theorem of Lee–Tosatti–Zhang on the Gromov-Hausdorff convergence of the normalized Kähler–Ricci flow on .

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math.DGarXiv:2610.21824

Finite Time Noncollapsing Kähler-Ricci Flow: Gaussian Type Heat Kernel, Gromov-Hausdorff Limits

Lei Zhang, Zhenlei Zhang

In this paper, we study heat kernel estimates along the Kähler-Ricci flow with finite time noncollapsing singularities over a compact Kähler manifold. The starting point is the type-II scalar-curvature estimate, which gives the natural parabolic scale near the singular time. By combining the distance distortion and space-time cut-off estimates of Bamler–Zhang with entropy, mean-value inequality, and conjugate heat-kernel estimates, we obtain two-sided Gaussian bounds and gradient bounds that are uniform on this scale. Under the global type-I scalar-curvature estimate, the same estimates hold on every scale. We then use these estimates and the monotonicity of the -distance between conjugate heat flows to construct a canonical singular-time pseudo-distance. The distances (induced by ) converge uniformly to this pseudo-distance. Its metric quotient is the unique Gromov–Hausdorff limit. Finally, we apply Bamler's theory and the recent work of Hallgren–Zhang to obtain the following. Every fixed-base-point type-I blow-up admits a subsequential metric-flow limit whose time slices are singular shrinking Kähler–Ricci soliton spaces with normal complex-analytic and log-terminal structure, unique tangent cones, and a polarized Fano fibration. For moving base points, the limiting metric flow, equipped with its limiting conjugate heat flow, is a metric soliton precisely under an entropy-pinching condition.

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math.DGWider flowsarXiv:2610.15326

A note on the Chern-Yamabe flow on compact Hermitian manifolds with negative Gauduchon degree

Weike Yu

In this note, we prove that on a compact Hermitian manifold with negative Gauduchon degree, the Chern-Yamabe flow introduced in our recent work [13] converges to the solution of prescribed Chern scalar curvature problem, provided that the candidate curvature function is nonpositive and not identically zero.

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math.DGarXiv:2610.11935

Rigidity of Kähler-Ricci Solitons with Constant Scalar Curvature

Matheus Horácio, Wenqi Li, Jianyu Ou + 2 more

Let be a complete nonsteady gradient Kähler-Ricci soliton satisfying , . We prove that constant scalar curvature forces the soliton to be rigid. More precisely, the universal cover splits holomorphically and isometrically as , where is Kähler-Einstein with . In the shrinking case the quotient is trivial; in the normalization one has . The Kähler result rests on a Riemannian rigidity criterion. On a complete nonsteady gradient Ricci soliton, if is nonnegative or nonpositive everywhere, then it vanishes and the soliton is rigid; no assumption on the scalar curvature is needed. Along the Ricci flow generated by the soliton, this means that a Ricci tensor that is monotone in time is constant in time, and that this forces rigidity. We also give a direct proof that the pinching forces constant scalar curvature and radial flatness, yielding the rigidity conclusion through the Petersen-Wylie characterization. The proof combines a weighted cutoff argument with a partial Codazzi symmetry for the Ricci endomorphism.

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math.DGarXiv:2610.11209

On Ricci solitons whose level hypersurfaces have parallel second fundamental form

Matheus Andrade Ribeiro de Moura Horácio

We study gradient Ricci solitons whose potential functions have level hypersurfaces with parallel second fundamental form. We show that such a soliton is locally a multiply warped product of a one-dimensional base and Einstein fibers, with potential function depending only on the base. Thus, locally, this condition characterizes the multiply warped structure that occurs in many classical constructions of Ricci solitons. We further prove that the same local structure follows for any gradient Ricci soliton if just one regular level hypersurface has parallel second fundamental form and parallel intrinsic Ricci tensor. As an application, we prove that a complete nonsteady gradient Ricci soliton with constant scalar curvature is rigid as soon as one regular level hypersurface has this property. In particular, the conjecture of Cao holds for gradient shrinking Ricci solitons with this property. We also prove that a complete gradient shrinking Ricci soliton whose regular level hypersurfaces have parallel second fundamental form and at most one nonzero principal curvature is rigid, without any assumption on the scalar curvature.

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math.DGarXiv:2610.10575

Curvature Bounds on Ricci flows with bounded scalar curvature up to dimension 7

Xianbin Huang, Wancheng Zhang

In this paper, we study Ricci flows with uniformly bounded scalar curvature. On such Ricci flows we establish uniform Riemannian curvature bounds and Ricci curvature bounds up to dimension 7. These estimates improves curvature bounds established by Bamler and curvature bounds in dimension 4 established by Bamler and Zhang. More generally, we establish uniform curvature bounds on -manifolds satisfying an integral Ricci curvature bound for , a uniform volume lower bound, and a strong -regularity assumption. This result extends the celebrated curvature estimates of Jiang and Naber, which were established under pointwise two-sided Ricci curvature bounds. To overcome the lack of pointwise control, we develop an adaptation of the neck decomposition theorem and establish a superconvexity estimate for the curvature on neck regions. Furthermore, we demonstrate that our structural assumptions are dynamically natural on Ricci flows with bounded scalar curvature. As an application, by combining our estimate with the a priori curvature radius bound of Ricci flow established by Bamler, we obtain uniform curvature bounds on Ricci flows with bounded scalar curvature of dimension .

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math.DGv2arXiv:2610.05643

Scalar curvature bounds and tangent cones for Kähler–Ricci shrinkers

Yu Li, Junsheng Zhang

We prove a uniform scalar curvature bound, depending only on the dimension, for Kähler–Ricci shrinkers. We also prove that every noncompact Kähler–Ricci shrinker has a unique tangent cone at infinity, naturally homeomorphic to the base of its polarized Fano fibration. For shrinkers with maximal volume growth, this cone is isometric to the metric completion of the regular part equipped with the intrinsic distance induced by the limiting Kähler metric.

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math.DGarXiv:2610.03795

Generalized scalar curvature and Ricci flow on compact Lie groups

Zhiqi Chen, Jianhua Yu, Huibin Chen, Junna Ni

Let be a compact connected semisimple Lie group, let be a bi-invariant metric and let be its Cartan three-form. We prove that every left-invariant generalized Ricci flow with exists for all positive time and converges smoothly to a Bismut-Ricci-flat pair without rescaling or pullback. The standard pair uniquely maximizes generalized scalar curvature in its torsion class, and every left-invariant Bismut-Ricci-flat pair on a compact simple group is standard, answering questions of Fusi, Lafuente and Stanfield and of Lauret and Will. On the product of two copies of a compact simple group, nonstandard stationary pairs in the Cartan class are known; we construct nonstationary flows with the exact initial form and nonstandard limits, disproving the general semisimple case of the convergence conjecture of Garcia-Fernandez and Streets. The proofs use a proper nonincreasing energy and a decomposition of Killing fields that parametrizes the stationary pairs by nilpotent Lie algebra endomorphisms.

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math.DGarXiv:2609.39620

Type I estimates for the Kahler-Ricci flow I

Wangjian Jian, Jian Song

We establish the Type I estimate for the scalar curvature of the Kahler-Ricci flow on compact Kahler manifolds, for arbitrary smooth initial metrics, whenever the flow develops finite time singularities. This estimate is a building block for the analytic minimal model program with Ricci flow.

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All 173 papers on Scalar curvature, by year