In briefRicci flow first appeared in physics, as the leading-order renormalization-group flow of the string sigma model (Friedan, 1980). Perelman's entropy has a sigma-model reading, and the flow is used to compute black hole and Ricci-flat metrics numerically.
∂logΛ∂gij=−α′Rij+O(α′2)
117papers
4in the last 30 days
7key references
Guide
In depth
What it is
In a two-dimensional nonlinear sigma model, the target-space metric g plays the role of a coupling constant, and it runs with the energy scale Λ. Friedan (1980) computed that, to leading order in the string length parameter α′, this running is Ricci flow (up to normalisation conventions), two years before Hamilton's paper. Adding the antisymmetric B-field and the dilaton gives the generalized Ricci flow with a 3-form and a scalar. Perelman remarked that his F-functional resembles the low-energy effective action of string theory, and Tseytlin made the connection precise.
Other contacts with physics include:
Black holes. Headrick and Wiseman used Ricci flow, in its DeTurck form, as an algorithm to compute Ricci-flat metrics numerically, and to study the stability of black holes through the flow's fixed points.
General relativity. The flow preserves asymptotic flatness and ADM mass (Oliynyk–Woolgar), and it interacts with quasi-local mass and the Penrose inequality. Other geometric flows are tools here too: Huisken and Ilmanen proved the Riemannian Penrose inequality with inverse mean curvature flow, and Ecker and Huisken used mean curvature flow of spacelike hypersurfaces in Lorentzian spacetimes to construct slices of prescribed mean curvature in cosmological spacetimes.
Gradient-flow structure. Oliynyk, Suneeta and Woolgar showed that the sigma-model renormalization-group flow is a gradient flow, echoing Perelman.
Why it matters
The physics origin explains several features that look mysterious from a purely geometric viewpoint: the dilaton-like function f in Perelman's functionals, the natural appearance of torsion in generalized Ricci flow, and why Ricci flow should be a gradient flow at all. It also makes the flow a practical computational tool for finding Einstein and Ricci-flat metrics.
Where it stands
Active topics include:
generalized Ricci flow and its solitons, as string backgrounds;
higher-order renormalization-group flows beyond leading order in α′;
numerical Ricci flow in general relativity;
links between Perelman-type entropies and entropy in physics.
Claims in the wider literature about Ricci flow in cosmology vary widely in rigour. This site tags them, but a tag is not an endorsement.
If you are new to this
Foundational papers
The papers the rest of the topic builds on, in reading order. Titles open the paper.
We classify all left-invariant affine Ricci solitons associated with the Bott connections of two fixed rank-two distributions on the seven standard families of three-dimensionalLorentzianLie groups. The distributions are defined by a fixed orthogonal change of the spacelike frame. A universal adapted-frame calculation provides explicit connection matrices, curvature operators and the symmetrized Ricci tensor. The equation in the orthogonal-complement direction forces every left-invariant solution to be steady. The remaining equations yield elementary parameter families and finitely many real algebraic branches: four normalized branches for G2, six branches for each sign parameter in G4, and two quartic branches in G7 in addition to its elementary families. Resultants, subresultants, exact polynomial reduction and Sturm root isolation establish necessity, sufficiency and exhaustiveness. Degenerate cases are treated separately, including all families with nonunique soliton vector fields. An invertible frame transformation relates the two distribution problems. The classification is in the stated structure parameters; no quotient by isometries, automorphisms or scaling is taken.
We construct a family of integrable 2d sigma models through 4d Chern-Simons theory and show that their classical point-particle reduction corresponds to a Hitchin system. The integrable Hitchin quantisation then provides a natural candidate Hamiltonian for the one-loop reduced dynamics of the sigma models, which coincides with the Perelman operator in all cases examined. This allows us to study the corresponding spectral problems using 4d N=2 gauge theory and 2d conformal field theory methods. For the sausage model, we derive exact quantisation conditions and compute exponentially small corrections essential for the agreement with numerical finite-volume results.
This study develops numerical methods for computing homogeneous and isotropic cosmological models on manifolds with non-trivial spatial topologies. The use of Ricci flow is introduced here to aid in the construction of globally homogeneous initial data on these manifolds. The initial data produced in this way are evolved by solving Einstein's equation numerically to construct homogeneous and isotropic cosmological models on three exemplar manifolds in this study: Seifert-Weber space, the lens space L(5,2), and Sixth-Turn space.
We fix a spaceliketwo-dimensional left-invariant distribution and its associated almost contact structure on a three-dimensional Lorentzian Lie group, and investigate the star-Ricci contraction of the curvature of the Bott connection. We compute the complete tensor for seven standard bracket families and determine all real parameter solutions of the general algebraic equation and its self-adjoint subclass. Using the symmetric part of the tensor, we also define a Bott affine star-Ricci soliton equation and classify all left-invariant vector field solutions. Every affine solution is steady, while two non-unimodular families admit branches with a nonzero symmetrized tensor. The proofs provide complete component equations, treat all degenerate parameter branches, and establish sufficiency by explicit substitution. We also distinguish almost contact structures from contact metric structures.
We study positive mass and related Brown–York type inequalities for three-dimensional manifolds modeled on a static space with flat toroidal slices. Using inverse mean curvature flow, we first derive an inequality relating the asymptotic geometry at infinity to the size of an interior singularity. This inequality admits a natural interpretation as a positive mass type theorem. We then combine this global inequality with a Shi–Tam type construction to obtain a Brown–York type inequality for boundaries isometric to flat tori. In contrast to the Schwarzschild setting, our argument does not extend directly to general boundary surfaces, and we identify several obstructions to such a generalization. Finally, we discuss examples illustrating the relationship between negative mass, the strength of interior singularities, and the topology of the interior.
We prove a Positive Mass Theorem for C0-asymptotically flat Riemannian metrics with nonnegative scalar curvature in a weak sense that are sufficiently uniformly close to Euclidean space. More precisely, we show that a C0-asymptotically flat Riemannian metric that is a C0 perturbation of Euclidean space with nonnegative scalar curvature in the sense of Ricci flow has nonnegative mass, where the mass is given by a C0 analog of the classical ADM mass previously introduced by the author.
The focus of this paper is the curve shortening flow for closed spacelike curves in pseudo-Euclidean spaces, which has very few results so far. Will they produce singularities where certain tangent line tends to light cone? If not, will such a curve shrink to a circular point? To answer these questions, we establish a dichotomy for planar weighted normalized curve shortening flow with uniformly positive and bounded weights. Applying to closed smooth spacelike curves in pseudo-Euclidean spaces that admit a one-to-one convex projection onto a spacelike plane, at their finite maximal time we will see: either the curve shrinks to a point and becomes asymptotically circular, or the tangent directions subsequentially approach the null cone. Both alternatives occur. In the first case, this proves our previous conjecture that a strong spacelike curve in R2,q with index 1 will converge to a circular point under the usual CSF. In the latter case, a monotone area-bivector defect is found in R2,1, which gives a quantitative obstruction to point collapse. Explicit examples of spacelike curves with lightlike tangent limit are given.
We introduce a geometric structure – a conformal Killing–Yano Ricci soliton (CKY–RS) – that couples conformal Ricci soliton (CRS) geometry to conformal Killing–Yano (CKY) 2–forms. The soliton field of the CRS geometry is given by the divergence of the CKY 2–form. We introduce a conserved CKY–Cotton current and derive a compatibility identity relating the Cotton tensor, the CRS obstruction tensor, and the CKY 2–form. In 4–dimensional Lorentzian signature, we show that, under non-degeneracy and closedness assumptions on the CKY form, a CKY–RS structure forces the conformal representative to be locally Kerr–NUT–(A)dS. For a closed non-degenerate CKY on a Kerr–NUT–(A)dS background, the conformal deformation is necessarily trivial. For Einstein backgrounds of arbitrary dimension and signature, the conformal factor satisfies an eigenvalue equation and an Obata–type Hessian equation. If the background is also compact or a CKY orbit is periodic, the conformal factor is an invariant of the CKY–flow and we obtain simple spectral obstructions to non-trivial CKY–RS structures. From the Hessian equation, we obtain obstruction and classification results for the non-trivial conformal sector, including product/Brinkmann geometries and a Weyl–aligned branch. Finally, we give explicit constructions for static spherically symmetric geometries and BTZ backgrounds, including a CKY–RS realization with a time-dependent conformally flat representative. These results provide a geometric framework for studying CRS with hidden symmetry structure, with potential applications to exact geometries in general relativity.
We establish the eventual monotonicity of the Willmore deficit ∫ΣH2dμ−16π along the mean curvature flow of smooth closed embedded strictly convex surfaces in R3, thereby complementing Huisken's exponential convergence with an eventual monotonicity property. As a consequence, the Hawking mass is eventually nondecreasing along the contracting mean curvature flow, in contrast with the usual inclusion monotonicity expected of the Hawking mass. We also discuss totally umbilical solutions in three-dimensionalspace forms, where the monotonicity directions of the Willmore energy and the Hawking mass depend on the sign of the ambient sectional curvature.
There exist three nonequivalent left invariant Lorentzian metrics on the Heisenberg group H2n+1, or equivalently, three nonequivalent Lorentzian inner products on the Heisenberg Lie algebra h2n+1, denoted by μ, ν, and φ. We show that, in a specific case, μ is an algebraic Ricci soliton that is shrinking. Moreover, ν is an algebraic Ricci soliton only on the three-dimensional Heisenberg Lie algebra h3 and it is shrinking. Finally, we show that φ is a steady algebraic Ricci soliton on h2n+1 for n>1. However, for n=1, φ is flat.
We show that the spacelike solutions to the curvature flow for curves on the De Sitter space are in correspondence with the solutions to the inverse curvature flow on the 2-dimensional hyperbolic space, that on the De Sitter space, the timelike solutions to the curvature flow are in correspondence with the timelike solutions to the inverse curvature flow, and that the solutions curve shortening flow on the 2-dimensional hyperbolic space are in correspondence with the solutions to the spacelike solutions to the inverse curvature flow on the De Sitter space. We prove that, for spacelike curves on the De Sitter space, the curvature flow is a gradient-type flow for the arc-length functional. We observe that a spacelike or timelike curve on the De Sitter space is a soliton solution to the curvature flow (resp. inverse curvature flow) if and only if its curvature (resp. inverse of its curvature) can be written as the inner product between its tangent vector field and a fixed vector v of the 3-dimensional Minkowski space. We prove that for each vector v, there exists a 2-parameter family of timelike (spacelike) soliton solutions to the curvature flow and to the inverse curvature flow on the De Sitter space. We show that there exists no non-trivial complete timelike soliton. There exist non-trivial complete spacelike solutions. As a consequence of curvature flow, we obtain the behavior of the soliton solutions to the inverse curvature flow on the De Sitter space and hyperbolic space.
This paper studies self-shrinkers and the long-time behavior of the inverse σkcurvature flow for noncompact entire spacelike strictly convex hypersurfaces in Minkowski space. In contrast to the co-compact setting, where the corresponding self-shrinker is rigid, the noncompact problem admits a rich family of self-shrinkers determined by their asymptotic data. More precisely, we formulate the self-shrinker equation as a fully nonlinear Dirichlet problem on hyperbolic space with prescribed data on its ideal boundary, and prove that every continuous negative boundary value determines a unique entire spacelike strictly convex self-shrinker. We further study the inverse σk curvature flow starting from an entire spacelike strictly convex hypersurface satisfying a subsolution condition at infinity and a uniform positive lower bound for its σk curvature. We prove global existence of the flow and show that the normalized flow converges locally smoothly to the unique self-shrinker with the same prescribed boundary value at infinity.
In this paper, we observe that the (spacelike) mean curvature flow of a submanifold in a (pseudo-)Euclidean space is equivalent to a harmonic-Ricci flow with coupling constant α=−1 (or +1), for the corresponding Gauss map and the induced metric. The solitons of these two flows are also equivalent. As an application, we get a monotonicity formula for the spacelike mean curvature flow.
In this paper, we compute the canonical and Kobayashi-Nomizu connections, together with their curvature, on Lorentzianfour-dimensionalnilpotent Lie groups endowed with a product structure. We also classify the algebraic Ricci solitons associated with these connections.
We present a numerical method that constructs geometrically defined coordinates on black-hole horizons, from which the multipole moments are computed without assuming axisymmetry. This method, which we denote the conformal-mapping method (CMM), provides a numerical realization of the conformal construction proposed by Ashtekar et al. in 2022, combining discrete Ricci flow, spectral embedding onto the unit sphere, and Möbius gauge fixing by the vanishing-area-dipole condition. We first test the CMM against analytic Kerr benchmarks, and then apply it to an equal-mass, non-spinning binary black-hole merger. We also compare it with an approximate-symmetry-based method. The CMM allows the multipole moments to be expressed in a fixed reference frame, whereas the symmetry-adapted frame can reorient abruptly when the preferred approximate axis changes. In a frame aligned with the orbital angular momentum, the amplitude of the quadrupole mode grows during inspiral and decays after merger, displaying a qualitative ringdown behavior. These results show that the CMM is a useful tool for studying horizon geometry in dynamical situations where no stable symmetry axis is available.
We prove the Penrose inequality with charge under the 2-convexity condition recently introduced by Dong. More precisely, given a complete, connected and asymptotically flat Einstein-Maxwell initial data set(M,g,k;E,B) satisfying the charged dominant energy and the 2-convexity conditions, with divergence-free electromagnetic vector fields (E,B) and a connected outermost past apparent horizon Σ that satisfies ∣Σ∣≥4πq2 - where q is the total charge - we show that the following inequality for the ADM mass m holds: m≥16π∣Σ∣+q2∣Σ∣π, with equality if and only if k≡0 and (M,g;E,B) is isometric to a canonical slice of sub-extremal Reissner-Nordström spacetime. Building on Dong's proof of the uncharged case, we use his P-inverse mean curvature flow and its weak formulation, which only depends on (g,P) and hence applies to the charged setting unchanged. The novelty of our work is the modification of the monotonicity formula to account for the additional charge term. For time-symmetric data (k≡0), the flow reduces to the classical inverse mean curvature flow and our monotonicity formula to Jang's monotonicity of the charged Hawking mass, recovering the charged Riemannian Penrose inequality.
Let (M3,g,k) be a smooth, connected, asymptotically flatinitial data set with connected outermost past apparent horizon Σ. We prove the Penrose conjecture, namely that mADM(g)≥16π∣Σ∣, under the assumptions of the dominant energy condition and the 2-convexity condition that the sum of the two smallest eigenvalues of k is nonnegative. The main tool is the σ-inverse mean curvature flow, together with a monotonicity formula developed in.
We develop a weak formulation of spacelikemean curvature flow in pseudo-Euclidean space. The framework is based on spacelike integer rectifiable varifolds and a pseudo-Euclidean version of first variation. Particular attention is paid to the presence of a fixed spacelike boundary. We introduce a generalized mean curvature vector and a weak spacelike conormal along the boundary. Under natural uniform spacelikeness and curvature assumptions, we prove a closure theorem for spacelike varifolds with boundary. We then define spacelike Brakke flows by means of the corresponding pseudo-Euclidean Brakke inequality, and prove a compactness theorem for sequences of spacelike Brakke flows with fixed boundary. Basic monotonicity properties are established, reflecting the sign structure of the ambient indefinite metric. Finally, we adapt Ilmanen's elliptic regularization procedure to prove existence of spacelike Brakke flows, and the local regularity theorem of White to the pseudo-Euclidean setting. The results provide a varifold setting for studying weak spacelike mean curvature flow beyond singularities.
In this paper, we establish a geometric correspondence between the Lorentzian Raychaudhuri equation and Perelman's non-collapsing theorem for the Ricci flow. By interpreting the Raychaudhuri equation as a Lorentzian analogue of Ricci flow, we connect geodesic focusing in general relativity to the monotonicity and entropy functionals of geometric analysis. Using this correspondence, we derive a Lorentzian non-collapsing theorem and introduce a covariant entropy functional governing causal volume evolution. Finally, we propose the concept of geodesic entropy capacity, a curvature-bounded limit on the information that can be stored in spacetime regions, providing a unified geometric framework linking gravitation, thermodynamics, and information.
We investigate the stochastic Ricci flow of spherically symmetric perturbations of the Schwarzschild–Anti de Sitter black-hole metric. Elaborating on the Ricci-flow analysis of Headrick and Wiseman, we include a negative cosmological constant through a Ricci-target term and study how the flow is correlated with the thermodynamic heat capacity of the black hole. Numerical simulations show that, in the positive heat-capacity regime, perturbations of the angular sector of the metric relax toward the Schwarzschild–Anti de Sitter fixed point, while in the negative heat-capacity regime they grow under the deterministic Ricci flow. We then introduce a multiplicative stochastic noise and find that sufficiently strong stochasticity can suppress the growth of these perturbations, effectively stabilizing configurations that would otherwise be thermodynamically unstable. Finally, we reformulate the dynamics in terms of an entropy variable evolving on a thermodynamic free-energy landscape, and support the metric-flow results through Monte Carlo simulations and the associated Fokker–Planck equation. These results suggest that stochastic fluctuations can modify the relation between geometric stability under Ricci flow and thermodynamic stability in asymptotically Anti de Sitter black-hole spacetimes.