Geometry & analysis

Kähler–Einstein & K-stability

In briefA Fano manifold carries a Kähler–Einstein metric exactly when it is K-polystable, an algebraic condition (Chen–Donaldson–Sun, Tian). The Kähler–Ricci flow detects the same condition, and the Calabi flow plays this role for constant scalar curvature metrics.

Ric⁡(ω)=λ ω\operatorname{Ric}(\omega) = \lambda\,\omega
75papers
8in the last 30 days
13key references

Guide

In depth

What it is

A Kähler metric is Kähler–Einstein if its Ricci form is a constant multiple of its Kähler form. Since the Ricci form represents 2πc1(M)2\pi c_1(M), the sign of λ\lambda is fixed by the first Chern class. When c1<0c_1 < 0, Aubin and Yau proved existence and uniqueness; when c1=0c_1 = 0, Yau did (see Ricci-flat and Calabi–Yau). When c1>0c_1 > 0, on Fano manifolds, a metric need not exist: the Matsushima and Futaki obstructions come from holomorphic vector fields, and Tian (1997) found Fano manifolds with no holomorphic vector fields and no Kähler–Einstein metric.

Tian introduced K-stability in that paper, and Donaldson gave it its algebraic form through test configurations. The Yau–Tian–Donaldson conjecture predicted that a Fano manifold has a Kähler–Einstein metric exactly when it is K-polystable. Chen, Donaldson and Sun proved it, and Tian gave an independent proof; Berman had shown that existence implies K-polystability. Datar and Székelyhidi proved it again by the continuity method, and Chen, Sun and Wang by the Kähler–Ricci flow.

For general polarizations the analogue concerns constant scalar curvature Kähler (cscK) metrics. Chen and Cheng proved a priori estimates and that existence is equivalent to properness of the Mabuchi K-energy. The Calabi flow, a fourth-order flow of Kähler potentials, is expected to converge to cscK or extremal metrics and to reflect K-stability when it does not.

Why it matters

This is where Ricci flow and algebraic geometry meet most precisely. On a Fano manifold the normalized Kähler–Ricci flow always exists for all time. Whether it converges to a Kähler–Einstein metric, to a Kähler–Ricci soliton, or degenerates to a singular limit is decided by K-stability, which is the Hamilton–Tian conjecture made precise. The analytic tools, Perelman's estimates for the Kähler–Ricci flow, Cheeger–Colding theory and partial C0C^0 estimates, have become standard across geometric analysis.

Where it stands

Algebraic criteria such as valuative criteria and the δ\delta-invariant now make K-stability checkable for many Fano varieties, and K-moduli spaces have been constructed. Analytic work continues on singular Kähler–Einstein metrics, the cscK and extremal versions of the Yau–Tian–Donaldson conjecture, and the long-time behaviour of the Calabi flow. See also Kähler–Ricci solitons and Kähler geometry.

If you are new to this

Foundational papers

The papers the rest of the topic builds on, in reading order. Titles open the paper.

  1. 1978
    On the ricci curvature of a compact kähler manifold and the complex monge‐ampére equation, I Shing‐Tung Yau · Communications on Pure and Applied Mathematics, vol. 31 Yau: the complex Monge–Ampère equation and the Calabi conjecture. DOI 10.1002/cpa.3160310304
  2. 1997
    Kähler-Einstein metrics with positive scalar curvature Gang Tian · Inventiones Mathematicae, vol. 130 Tian: Kähler–Einstein metrics with positive scalar curvature, and K-stability. DOI 10.1007/s002220050176
  3. 2002
    Scalar Curvature and Stability of Toric Varieties S.K. Donaldson · Journal of Differential Geometry, vol. 62 Donaldson: scalar curvature and the algebraic definition of K-stability. DOI 10.4310/jdg/1090950195
  4. 2006
    On the Calabi flow Xiuxiong Chen, Weiyong He · arXiv:math/0603523 Chen–He: the Calabi flow. PDFarXiv:math/0603523
  5. 2012
    K-polystability of Q-Fano varieties admitting Kahler-Einstein metrics Robert J. Berman · arXiv:1205.6214 Berman: Kähler–Einstein metrics imply K-polystability. PDFarXiv:1205.6214
  6. 2012
    Kahler-Einstein metrics on Fano manifolds, I: approximation of metrics with cone singularities Xiu-Xiong Chen, Simon Donaldson, Song Sun · arXiv:1211.4566 Chen–Donaldson–Sun: Kähler–Einstein metrics on K-stable Fano manifolds (first of three papers). PDFarXiv:1211.4566
  7. 2012
    K-stability and Kähler-Einstein metrics Gang Tian · arXiv:1211.4669 Tian: K-stability and Kähler–Einstein metrics. PDFarXiv:1211.4669
  8. 2015
    Kähler-Einstein metrics along the smooth continuity method Ved Datar, Gábor Székelyhidi · arXiv:1506.07495 Datar–Székelyhidi: the theorem along the smooth continuity method. PDFarXiv:1506.07495
  9. 2015
    Kähler-Ricci flow, Kähler-Einstein metric, and K-stability Xiuxiong Chen, Song Sun, Bing Wang · Geom. Topol. 22 (2018) 3145-3173 Chen–Sun–Wang: the theorem by the Kähler–Ricci flow. PDFarXiv:1508.04397Journal version
  10. 2017
    On the constant scalar curvature Kähler metrics, apriori estimates Xiuxiong Chen, Jingrui Cheng · arXiv:1712.06697 Chen–Cheng: a priori estimates for cscK metrics. PDFarXiv:1712.06697
  11. 2018

Where to start reading

Surveys & books

Longer, gentler routes in, and the references specialists keep on their desks.

  1. 2014
    An Introduction to Extremal Kähler Metrics Gábor Székelyhidi · Graduate Studies in Mathematics Székelyhidi: *An Introduction to Extremal Kähler Metrics*. DOI 10.1090/gsm/152
  2. 2000
    Canonical Metrics in Kähler Geometry Gang Tian · Birkhäuser Basel Tian: *Canonical Metrics in Kähler Geometry*. DOI 10.1007/978-3-0348-8389-4

If you follow the research

Latest papers · 75 papers

The newest 20, updated every weekday from arXiv. Follow this topic with its own RSS feed, or see who writes most on it.

math.AGarXiv:2610.38137

The Miyaoka-Yau inequality and the delta invariant for Fano varieties II -soliton case-

Tomoyuki Hisamoto, Masataka Iwai

Inspired by recent work of Inoue and Hallam-Lahdili, we prove an equivariant Miyaoka-Yau inequality with a correction term for smooth Fano manifolds admitting Kähler-Ricci solitons. It recovers the usual Miyaoka-Yau inequality in the Kähler-Einstein case. Our proof uses weighted equivariant Bogomolov-Gieseker and Langer inequalities for torsion-free sheaves, together with a weighted slope estimate for the canonical extension sheaf. We also construct toric examples showing that the existence of a soliton implies neither weighted semistability of the canonical extension sheaf nor nonnegativity of the equivariant Miyaoka-Yau number.

math.DGWider flowsarXiv:2610.34340

Pseudo-Calabi Flow on Toric Variety

Junhao Tian, Kai Zheng

In this paper, we prove the long time existence of the pseudo-Calabi flow on a compact toric variety for any -invariant initial Kähler metric. If the Mabuchi functional is proper modulo automorphisms, the flow converges exponentially to a constant scalar curvature Kähler (cscK) metric. In particular, this gives a flow proof that properness of the K-energy implies the existence of a cscK metric in the toric setting.

math.CVWider flowsarXiv:2610.31270

Continuation and convergence for the higher dimensional conformal Chern–Calabi flow

Hongyu Chen, Li Ma, Li Sheng

We study the volume-normalized gradient flow of the squared Chern scalar curvature on compact Hermitian manifolds of complex dimension . The flow extends smoothly past a finite time if the spatial supremum of Chern scalar curvature belongs to in time. A uniform curvature bound in the evolving norm, for one fixed , gives global existence and smooth convergence of the whole trajectory to a constrained critical metric. On Chern scalar-flat backgrounds, small initial curvature gives exponential convergence to the background. A corresponding condition on the trace-free first Chern–Ricci form gives exponential convergence on Chern–Ricci-flat Hermitian and positive Kähler–Einstein backgrounds. The smallness thresholds are independent of the initial higher derivatives. We also construct constant Chern scalar curvature backgrounds of either sign with arbitrarily small smooth perturbations whose solutions, if global, cannot converge back to the background.

math.DGWider flowsarXiv:2610.31068

On global Chern-Calabi flows on compact complex surfaces

Li Ma, Li Sheng

In this paper, we propose the Chern-Calabi Flow for extremal metrics in conformal Hermitian geometry. After the existence of extremal metric, we consider the existence of global flows to the Chern-Calabi flows for extremal metrics on compact complex surfaces with Gauduchon metrics. To achieve this goal, we use the Adams inequality and the Gronwall inequality method to obtain fourth order derivative norm estimates. We also study the convergence of the global solution to the Chern-Calabi flow and its limit is the solution of the Chern-Calabi extremal metric problem. We propose a fourth order elliptic problem and derive the Bochner formula relevant to the elliptic estimates for the Chern-Calabi heat flow.

math.DGarXiv:2610.21934

Gromov-Hausdorff Convergence of Constant Scalar Curvature Kähler Metrics near the Canonical Class

Frederick Tsz-Ho Fong, Junbang Liu

Let be a compact Kähler manifold with semi-ample canonical bundle. For any Kähler class , Jian–Shi–Song proved that there exists a unique cscK metric in the class when , using the properness criterion of Chen–Cheng. We prove that the cscK metrics in converge, as , in the Gromov–Hausdorff topology to the metric completion of the twisted Kähler-Einstein metric on the canonical model of as conjectured by Jian–Shi–Song. Based on the technique developed in this paper, we can also give a new proof the theorem of Lee–Tosatti–Zhang on the Gromov-Hausdorff convergence of the normalized Kähler–Ricci flow on .

math.DGarXiv:2610.11935

Rigidity of Kähler-Ricci Solitons with Constant Scalar Curvature

Matheus Horácio, Wenqi Li, Jianyu Ou + 2 more

Let be a complete nonsteady gradient Kähler-Ricci soliton satisfying , . We prove that constant scalar curvature forces the soliton to be rigid. More precisely, the universal cover splits holomorphically and isometrically as , where is Kähler-Einstein with . In the shrinking case the quotient is trivial; in the normalization one has . The Kähler result rests on a Riemannian rigidity criterion. On a complete nonsteady gradient Ricci soliton, if is nonnegative or nonpositive everywhere, then it vanishes and the soliton is rigid; no assumption on the scalar curvature is needed. Along the Ricci flow generated by the soliton, this means that a Ricci tensor that is monotone in time is constant in time, and that this forces rigidity. We also give a direct proof that the pinching forces constant scalar curvature and radial flatness, yielding the rigidity conclusion through the Petersen-Wylie characterization. The proof combines a weighted cutoff argument with a partial Codazzi symmetry for the Ricci endomorphism.

math.DGWider flowsarXiv:2610.05217

Long-time existence of the Calabi flow on Kähler surfaces with bounded Sobolev constants

Haozhao Li, Bing Wang, Kai Zheng

We prove that the Calabi flow extends past any finite time on compact Kähler surfaces if its Sobolev constants remain uniformly bounded. Moreover, we show the long-time existence of Calabi flow in certain Kähler classes on compact Kähler surfaces when the initial Calabi energy is strictly below an explicit threshold.

math.DGarXiv:2610.05201

Convergence of Generalized Kähler–Ricci Flow on Toric Fano Manifolds

Liding Huang, Xiaohua Zhu

We first define an extended Mabuchi functional for a class of generalized Kähler metrics of symplectic type on a toric Fano manifold , and prove it is proper. Then by showing the monotonicity of functional along the normalized generalized Kähler-Ricci flow for any initial -invariant generalized Kähler metric with its symplectic form in , we prove that the flow converges to a Kähler-Ricci soliton. The result confirms a conjecture of Apostolov-Streets-Ustinovskiy.

math.DGarXiv:2610.03592

A Matsushima theorem, uniqueness and K-polystability for Kähler-Ricci shrinkers

Carlos Esparza, Junsheng Zhang

For noncompact smooth Kähler-Ricci shrinkers, we prove a Matsushima theorem identifying the centralizer of the soliton field with the complexification of its Killing centralizer, uniqueness up to biholomorphism on a fixed complex manifold, and K-polystability of the associated polarized Fano fibration.

math.DGarXiv:2609.36418

Kähler–Ricci Shrinkers with Constant Scalar Curvature Are Rigid

Wenqi Li, Jianyu Ou, Guoqiang Wu, Detang Zhou

Let be a complete gradient Kähler–Ricci shrinker satisfying We prove that if the scalar curvature is constant, then the soliton is rigid. More precisely, there exists an integer such that and where is Kähler–Einstein and As part of the proof, we establish a Riemannian rigidity criterion: for a complete nonsteady gradient Ricci soliton with constant scalar curvature, the condition implies radial flatness and hence rigidity.

math.DGWider flowsarXiv:2609.23627

Convergence of cohomogeneity-one Lagrangian mean curvature flow in positive Kähler-Einstein manifolds

Naotoshi Fujihara, Toru Kajigaya, Albert Wood

We prove that Lagrangian mean curvature flow starting from a closed, embedded, cohomogeneity-one Lagrangian in a closed, positive Kähler–Einstein manifold exists for all time, remains embedded, and converges smoothly and graphically to a minimal Lagrangian, under natural exactness and regularity assumptions. We also study the generalised Lagrangian mean curvature flow of Behrndt in Kähler manifolds which are almost-Einstein in the sense that the Ricci form satisfies , and which satisfy . With analogous assumptions on the flow, we obtain subconvergence to an -minimal Lagrangian submanifold, with an upgrade to smooth graphical convergence in the case that is analytic. The proof proceeds by first reducing the flow to a weighted curve shortening flow on a compact two-dimensional orbifold. We then establish both a Grayson-type description of finite-time singularities and a long-time subconvergence theorem for weighted curve shortening flow in the orbifold setting. Finally, we use a Łojasiewicz–Simon inequality argument to upgrade to smooth convergence of the full flow.

math.DGarXiv:2609.20513

Finite-Time Singularities of the Kähler–Ricci Flow on Fano Bundles II

Wangjian Jian, Jian Song

The analytic minimal model program proposed in seeks to describe the birational transitions and fibre collapsing of the Kähler–Ricci flow through the geometry of its singularities. A fundamental conjecture of predicts Type I bounds for the scalar curvature and diameter of every fibre contratced by the limiting cohomological class at the finite singular time. This paper is a continuation of that establishes the Type I conjecture for collapsing solutions on Fano bundles with arbitrary smooth Fano fibres. If the fibre admits a smooth Kähler-Einstein metric, the Type I bound holds for the full curvature tensor.

math.DGv2arXiv:2609.07124

Finite-Time Singularities of the Kähler–Ricci Flow on a -Bundle over a Product of Kähler–Einstein Manifolds

Yifan Xiao

In this paper, we study the Kähler–Ricci flow on -bundles over a product of Kähler–Einstein manifolds, starting from an initial metric with Calabi symmetry. We prove that every finite-time singularity arising along the flow must be of Type I.

math.DGarXiv:2609.06451

On Miyaoka-Yau Inequalities and Weil-Petersson Metrics

Alexander Bednarek

We use the Kähler-Ricci flow to give alternate proofs of several known Miyaoka-Yau inequalities and slope semi-stabilities, in particular, for the case of compact Kähler manifolds with semi-ample canonical line bundles and K-semistable Fano manifolds. Moreover, when the canonical line bundle is semi-ample, and the Kodaira dimension is , we prove the Miyaoka-Yau quantity is equal to the intersection of the Weil-Petersson metric and the Fubini-Study metric on the canonical model. Consequently, equality holds in the Miyaoka-Yau inequality if and only if the pluricanonical map is a holomorphic fibre bundle.

math.DGarXiv:2609.03332

Singularity Models of Finite-Time Kähler-Ricci Flows

Frederick Tsz-Ho Fong, Hung Tran

We study the singularity type and models of the Kähler–Ricci flow on compact manifolds constructed from the 1-parameter foliation of a circle-bundle over a product of Kähler–Einstein manifolds , with metric constructed using the ansatz considered in, et. al. In the earlier work by the authors, we considered the "two-bolt" case where both ends of the foliation close with the "bolt" . In this article, we continue our work on the more subtle "nut-bolt" and "two-nut" cases. The former has one end of the interval closes with a nut-type collapse (i.e. ) and the other with a bolt (i.e. ). The compactification is then a -bundle over . The "two-nut" case is one that both ends close with nut-type collapses, necessarily two of the 's must be and , and the compactification is a -bundle over . We proved that in all "two-bolt", "nut-bolt" and "two-nut" caess the singularity must be of Type I. Furthermore, we study the pointed Cheeger-Gromov limit of the rescaled and dilated sequence of the flow in all of three cases, and prove that the limit model must be with , where is one of the following: , , or a projectivization with , and is a line bundle over the product of some of the factors. The metric is a Kähler-Ricci shrinker satisfying the circle-bundle ansatz.

math.AGv2arXiv:2607.25181

The Miyaoka-Yau inequality and the delta invariant for Fano varieties

Tomoyuki Hisamoto, Masataka Iwai

We establish the following Miyaoka-Yau inequality for any -dimensional klt Fano variety , possibly K-unstable, in terms of its delta invariant: Furthermore, inspired by recent work of Inoue and Hallam-Lahdili, we formulate and prove an equivariant version of this inequality in the soliton setting, in which the Chern classes and the delta invariant are replaced by the equivariant Chern classes and the weighted delta invariant, respectively. As a consequence, we obtain the equivariant Miyaoka-Yau inequality for every smooth Fano manifold admitting a Kähler-Ricci soliton.

math.DGWider flowsarXiv:2606.09235

Semistability and asymptotics of geometric flows

Shing Tak Lam

We prove that the asymptotics of the Hermitian-Yang-Mills flow on a slope semistable holomorphic vector bundle over a compact Kähler manifold are determined algebro-geometrically, via the iterated filtration defined by Haiden-Katzarkov-Kontsevich-Pandit. This proves a conjecture of Haiden-Katzarkov-Kontsevich-Pandit in this setting. Moreover, we prove a non-linear analogue, relating the asymptotics of the Calabi flow near a cscK manifold to the iterated balancing filtration of the deformation space. In both settings, we reduce the infinite-dimensional flow to a finite-dimensional flow, following the foundational work of Chen-Sun. In finite dimensions, we prove that the asymptotics of the moment map flow are determined by the iterated balancing filtration, proving a conjecture of Ibáñez Núñez.

math.DGarXiv:2606.01153

Scalar Curvature, Volumes and the Bergman Kernel

Bo-Yong Chen, Yuanpu Xiong, Liyou Zhang

Motivated by the works of Gromov and LeBrun in Riemannian geometry, we study the analogous phenomena in complex geometry. We first show that both and (normalized by ) are bounded below by for any Hermitian metric on a compact complex manifold . Here denotes the Chern scalar curvature, and is the canonical volume of , i.e., the volume of the canonical line bundle . Moreover, if holds for some Kähler metric with , then it has to be the Kähler-Einstein metric of negative scalar curvature. The completely new phenomenon is that if is a compact Kähler manifold such that is nef, then , where is the infimum of with and , . It remains unknown whether the nef condition is superfluous. The answer is positive when is obtained by blowing up a finite number of points from a projective manifold with big and nef canonical line bundle. The arguments are based on the asymptotic behaviour of the Bergman kernel of as , the theory of Kähler-Ricci flow and singular Kähler-Einstein metric, as well as a very delicate gluing technique, using the Burns-Simanca metric.

math.DGarXiv:2605.08796

On weighted extremal Kähler metrics

Akito Futaki

The notion of weighted extremal Kähler metrics extends the classical notion of Calabi's extremal Kähler metrics, but includes many well-studied objects in Kähler geometry such as Kähler-Ricci solitons and Sasaki-Einstein metrics. In this paper, after explaining how this notion grew out, we will try to survey recent works concerning the YTD conjecture on weighted extremal Kähler metrics.

All 75 papers on Kähler–Einstein & K-stability, by year